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Am J Physiol Regul Integr Comp Physiol 273: R1878-R1884, 1997;
0363-6119/97 $5.00
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Vol. 273, Issue 6, R1878-R1884, December 1997

First-order differential-delay equation for the baroreflex predicts the 0.4-Hz blood pressure rhythm in rats

Don E. Burgess1, Jon C. Hundley1, Sheng-Gang Li2, David C. Randall2,3, and David R. Brown3

1 Department of Chemistry and Physics, Asbury College, Wilmore 40390-1198; 2 Department of Physiology, University of Kentucky College of Medicine, Lexington 40536-0084; and 3 Center for Biomedical Engineering, University of Kentucky, Lexington, Kentucky 40506-0070

    ABSTRACT
Top
Abstract
Introduction
Methods
Results
Discussion
Appendix
References

We have described a 0.4-Hz rhythm in renal sympathetic nerve activity (SNA) that is tightly coupled to 0.4-Hz oscillations in blood pressure in the unanesthetized rat. In previous work, the relationship between SNA and fluctuations in mean arterial blood pressure (MAP) was described by a set of two first-order differential equations. We have now modified our earlier model to test the feasibility that the 0.4-Hz rhythm can be explained by the baroreflex without requiring a neural oscillator. In this baroreflex model, a linear feedback term replaces the sympathetic drive to the cardiovascular system. The time delay in the feedback loop is set equal to the time delay on the efferent side, ~0.5 s (as determined in the initial model), plus a time delay of 0.2 s on the afferent side for a total time delay of ~0.7 s. A stability analysis of this new model yields feedback resonant frequencies close to 0.4 Hz. Because of the time delay in the feedback loop, the proportional gain may not exceed a value on the order of 10 to maintain stability. The addition of a derivative feedback term increases the system's stability for a positive range of derivative gains. We conclude that the known physiological time delay for the sympathetic portion of the baroreflex can account for the observed 0.4-Hz rhythm in rat MAP and that the sensitivity of the baroreceptors to the rate of change in blood pressure, as well as average blood pressure, would enhance the natural stability of the baroreflex.

autonomic nervous system; stability; sympathetic drive

    INTRODUCTION
Top
Abstract
Introduction
Methods
Results
Discussion
Appendix
References

WE HAVE PREVIOUSLY DESCRIBED a low-frequency 0.4-Hz rhythm in renal sympathetic nerve activity (SNA) in the unanesthetized rat (2) that is strongly coupled to low-frequency oscillations in mean arterial blood pressure (MAP). The source of this periodicity is unknown because there is no other physiological system that is known to oscillate at 0.4 Hz. This rhythm could be due either to a central oscillator or to a resonant oscillation in the baroreflex control system. For example, the 2- to 6-Hz oscillation and the 10-Hz rhythm seen in the sympathetic nerve discharge of cats are thought to be generated by brain stem circuits (1, 18). Although these rhythms are seen in baroreceptor-denervated cats (1, 18), removal of the baroreflex eliminates the 0.4-Hz rhythm in rats (10). The goal of this study is to determine whether a feedback oscillation could explain the 0.4-Hz rhythm.

Previously, we developed a linear model that relates efferent renal SNA to fluctuations in MAP (4). This model uses a first-order differential equation to describe the response of MAP to sympathetic drive. The present differential equation for the baroreceptor reflex is built on top of this model. In place of sympathetic drive, we now use the baroreflex compensation as an input to the same first-order differential equation. We model the baroreflex compensation as a linear, proportional-plus-derivative feedback term with a time delay.

We analyze the stability of our baroreflex model to gain insight into how the stability of the baroreflex depends on its sympathetic limb. In general, a control system becomes unstable when the gain is too large or any time delays within the feedback loop become too long. When the system is perturbed, the perturbation dies away if the system is stable or grows if the system is unstable. As the perturbation dies away (or grows), the system oscillates with a resonant frequency determined by the feedback loop. By definition, a marginally stable system verges on becoming unstable. When a marginally stable system is perturbed, the perturbation neither grows nor decays; the system simply oscillates with its resonant (or marginal) frequency.

Based on time constants derived from earlier work, this new baroreflex model predicts a resonant feedback oscillation in the 0.4-Hz range. A Nyquist stability analysis (6) of our model yields stability criteria for the open-loop gain that depend on a dimensionless ratio of the model time constants. (A Nyquist analysis is a graphical method especially suited to problems with a time delay.) The stability analysis shows that the addition of a derivative feedback term enhances the stability of the baroreflex within a certain parameter range.

    METHODS
Top
Abstract
Introduction
Methods
Results
Discussion
Appendix
References

Subjects. Previously, we simultaneously recorded MAP and renal SNA in conscious Sprague-Dawley rats during behavioral stress trials. These earlier data provide certain key values used in the current model. Data were measured on seven Sprague-Dawley rats (Harlan Industries, Indianapolis, IN), weighing between 375 and 450 g, whose SNA and MAP response to stressful and nonstressful tones has been described previously (12, 13).

Surgery. The rats were anesthetized with pentobarbital sodium (65 mg/kg) in preparation for implantation of the arterial catheter and renal nerve electrodes. A Teflon catheter (no. 30 LW, ID 0.012; Small Parts, Miami Lakes, FL) was inserted into the aorta by way of the caudal artery. A sympathetic nerve coursing over the aorta toward the kidney was identified through a flank incision. A small section of this nerve, usually from the cephalad angle formed by the renal artery and aorta, was dissected free of connective tissue and placed on fine, closely spaced (0.4-0.8 mm), bipolar gold electrodes (A-M Systems, Seattle, WA). The exposed nerve and electrode were encased in silicon gel (Wacker Chemie, Munich, Germany). The distal ends of the catheter and wires soldered to the end of the electrodes were tunneled under the skin, exited at the nape of the neck, and led through a flexible tether.

Experimental procedures and protocol. The rats were tested in the conditioning paradigm starting 1 day after surgery. The catheter was fitted to a pressure transducer (Cobe model CDX-III), and blood pressure was recorded on a Grass model 7 polygraph. The electrical signal from the renal sympathetic nerve was amplified ([times] 50) and band-pass filtered between 30 Hz and 3 kHz by a Grass P511K differential amplifier and displayed on a Tektronix 5111 oscilloscope. Blood pressure and renal SNA were recorded during presentation of five or more of each tone, after which the rat was returned to its cage.

Data acquisition and analysis. The blood pressure and SNA data were digitally sampled at 10,000 Hz. Sampling began 9 s before presentation of the tone and continued until 6 s after its termination. In subsequent analysis, blood pressure was reduced to a 1,000 samples/s signal by saving every 10th point. MAP was then calculated for each pulse. This signal was averaged over 10 points to produce 100 samples/s files. The initial highly detailed nerve traffic signal was full-wave rectified and averaged over every 100 points to produce another 100 samples/s signal. This process retains cumulative information from the initial 10,000 samples/s signal.

Model. We used the physiological responses to the behavioral tests to develop a model for sympathetic drive that took the SNA data time series as its input and produced MAP fluctuations as its output (4). A key equation of that model is
<IT>T<A><AC>p</AC><AC>˙</AC></A></IT>(<IT>t</IT>) + <IT>p</IT>(<IT>t</IT>) = <IT>F</IT>(<IT>t</IT>) + <IT>u</IT>(<IT>t</IT>) (1)
where p is the fluctuation in MAP (the output) and &pdot; is the rate of change of p. The constant T is the characteristic time for the frequency-response function between the cardiovascular system and the effector elements controlled by sympathetic nerves, and F(t) represents the influence of sympathetic drive on MAP. The function F(t) was obtained from our input SNA at an earlier time tau e, which represents the time delay on the efferent side of the baroreflex. We lump together the other factors that may affect arterial blood pressure into an unknown function u(t). For example, u(t) includes any vagal effects on heart rate and the autoregulatory function of the blood vessels themselves. Table 1 displays the time constants T and tau e for the model of sympathetic drive that were previously determined (4).

                              
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Table 1.   Time constants for the sympathetic drive model parameters

We now model the baroreflex by replacing F(t) in Eq. 1 with a linear-delay, proportional-plus-derivative feedback term to obtain
<IT>T<A><AC>p</AC><AC>˙</AC></A></IT>(<IT>t</IT>) + <IT>p</IT>(<IT>t</IT>) = −G<IT>p</IT>(<IT>t</IT> − &tgr;) − G<SUB>d</SUB><IT>T<A><AC>p</AC><AC>˙</AC></A></IT>(<IT>t</IT> − &tgr;) + <IT>v</IT>(<IT>t</IT>) (2)
where G is the open-loop, proportional feedback gain, GdT is the derivative feedback gain, and tau  is the time delay in the feedback loop. Our analysis indicates how the baroreflex (as a closed loop) would respond to an external input v(t). The function v(t) represents inputs to the cardiovascular system outside of the baroreflex, such as respiration. Note that v(t) differs from u(t) (in the earlier model), which represented inputs to the cardiovascular system outside of sympathetic drive. We include a derivative feedback term because the baroreceptors respond not only to the magnitude of arterial pressure but also to the rate of change of arterial pressure (16).

Again, the left-hand side (LHS) of our baroreflex model (Eq. 2) is identical to the LHS of Eq. 1, which we used to relate SNA to MAP with the same time constant T (4). The time delay tau  for the feedback loop is equal to tau e + tau a, where tau e ~0.5 s occurs between efferent nervous activity and MAP fluctuations (reported in Ref. 4) and the afferent time delay tau a occurs on the afferent side of the baroreflex. The afferent time delay between arterial baroreceptor stimulation and the onset of the efferent nerve activity is on the order of ~0.2 s (8), which gives a total time delay of ~0.7 s. Green and Hefron (8) reported a range of values between 0.15 and 0.30 s for tau a, which corresponds to a mean value of tau a = 0.2 s and a maximum uncertainty Delta tau a = 0.08 s.

To illustrate how our model responds to a perturbation, we ran simulations that were initialized with a short segment of blood pressure data from our previous tests (12, 13). The initialization period was during the initial 2-3 s of the 9-s control before the onset of the behavioral tests. We approximated Eq. 2 with a finite difference equation and solved for pj at discrete times tj corresponding to a time step of 0.01 s. The resulting simulation shows how the system responds to a "kick." The time constants T and tau  came from Table 2. The gains G and Gd were chosen to make the system marginally stable, with Gd set at its optimal value (defined in RESULTS).

Stability analysis. The stability of our model is determined by the roots of its characteristic equation, namely
1 + &lgr;<IT>T</IT> + G exp (−&lgr;&tgr;) + G<SUB>d</SUB><IT>T</IT>&lgr; exp (−&lgr;&tgr;) = 0 (3)
where lambda  is a complex eigenvalue: lambda  = µ + iomega . If the rate at which perturbations decay or grow (µ) > 0, the system is unstable. The letter i denotes <RAD><RCD>−1</RCD></RAD>. The complex part of lambda  (i.e., omega ) is the angular frequency of the system: omega = 2pi f, where f the natural frequency of the system. The presence of the time delay makes the system infinite-dimensional. Consequently, the characteristic equation has an infinite number of roots. In general, the behavior of the system is determined by the root with the most positive real part (the dominant root).

First we consider the solution to Eq. 3 corresponding to Gd = 0, which has been studied by Hayes (7, 9). One can find the frequency for marginal stability (the system is neither stable nor unstable) by setting the real part of lambda (µ) equal to zero. With Gd equal to zero, the marginal frequency omega  satisfies
tan (&ohgr;&tgr;) = −&ohgr;<IT>T</IT> (4)
where
 <FR><NU>&pgr;</NU><DE>2</DE></FR> < &ohgr;&tgr; < &pgr; (5)
since omega T > 0 (7). The corresponding marginal gain is given by
G = <FR><NU>−1</NU><DE>cos (&ohgr;&tgr;)</DE></FR> (6)
When the gain is any larger than the marginal gain, the system is unstable (7).

In the general case, given G, Gd, T, and tau , we iteratively solve Eq. 3 for lambda  to determine the stability and natural frequency of the system. To find the dominant root, we start with G near the marginal gain and Gd = 0. We use the root from Eq. 4 as the initial guess. After we find the root for the new G, we slightly modify G and/or Gd again and use the newly found root as the initial guess for the next root. In this way, we can find the dominant roots over a range of gains, with the roots varying in a continuous fashion as a function of the gains.

To obtain a general picture of the stability of our model, we performed a Nyquist stability analysis in the complex plane (6). Nyquist stability analysis is a powerful method for determining whether all the roots of the characteristic equation (Eq. 3) lie to the left of zero in the complex plane. A Nyquist stability analysis utilizes the Laplace transform of our baroreflex model. In Fig. 1, we show a block diagram of Eq. 2 where each block represents a transfer function in the complex s-plane. H is the transfer function for the MAP response to sympathetic drive, and G is the transfer function for the sympathetic side of the baroreflex. P(s) is the Laplace transform of the MAP fluctuations and V(s) is the Laplace transform of the external input v(t) to the system.


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Fig. 1.   Block diagram of our model for the baroreflex. H is the transfer function for response of mean arterial pressure (MAP) to sympathetic drive, and G is the transfer function for the feedback loop of the baroreflex. V and P are Laplace transforms of the input and the MAP fluctuations, respectively. The feedback loop includes the effect of both the carotid sinus reflex and the aortic reflex.

For our model, the open-loop transfer function GH (the product of the two transfer functions G and H ) is given by
<IT>GH</IT>(<IT>i</IT>&ohgr;) = <FR><NU>(G + <IT>i</IT>G<SUB>d</SUB><IT>T</IT>&ohgr;)e<SUP>−<IT>i</IT>&ohgr;&tgr;</SUP></NU><DE>(1 + <IT>i</IT>&ohgr;<IT>T</IT>)</DE></FR> (7)
which is the transfer function of a time delay in series with a low-pass filter. Our transfer function is composed of both the carotid sinus reflex and the aortic reflex because our measurements were done on whole animals (14). Note that G is the open-loop direct current feedback gain.

In a Nyquist stability analysis, one determines whether or not the open-loop transfer function GH evaluated on the Nyquist contour encircles the point (-1, 0) on the negative real axis in the complex plane. Because of the time delay, a Nyquist plot of our open-loop transfer function looks like a spiral. So, stability is determined by the magnitude of GH when the spiral curve first crosses the real axis at the crossover frequency. If the magnitude of GH is >1, then the spiral curve encircles (-1, 0) and the model is unstable. By considering the crossover frequency, we determine stability constraints on the gains G and Gd as a function of the dimensionless ratio tau /T.

    RESULTS
Top
Abstract
Introduction
Methods
Results
Discussion
Appendix
References

Figure 2 illustrates how our model responds to a perturbation. In particular, it shows a simulation for 8 s as compared with an actual data time series during the control period of a trial with rat E. After the point indicated by the asterisk, the system is freely running in response to the initial perturbation. The response is an oscillation that is not due to any "inertia" in the system. Rather, the oscillation is the result of the time delay in the feedback loop. Notice the good agreement between the simulation and the data time series while the system is freely running. For this simulation, T = 1.3 s; this value is the mean characteristic time for rat E (4). The time delay tau  = 0.8 s; this value equals tau e reported in Ref. 4 plus 0.2 s for tau a (8). The gains were set to G = 3.6, Gd = 0.37 so that the system was marginally stable. For these parameters, the system's natural frequency is 0.44 Hz.


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Fig. 2.   Change in MAP (Delta MAP) for a single trial of rat E between t = 1 s and t = 9 s along with the simulation shown by the heavy curve. Simulation is initialized with the data between t = 1 s and the asterisk. The model then oscillates with a frequency of 0.44 Hz as a result of the initial perturbation. The parameters of the model for this simulation were time constant T = 1.3 s, time delay tau  = 0.8 s, proportional feedback gain G = 3.6, derivative feedback gain Gd = 0.37. Simulation frequency corresponds to the invariant frequency for rat E.

In Table 2, we show the results of calculations for each of the seven rats. For the characteristic time T, we used the mean value reported for each rat (4). For the time delay tau , we used the mean value of tau e plus 0.2 s (8). For these time constants, we calculated the marginal gains and the marginal frequencies from Eqs. 4 and 6, with the derivative gain set to zero. The marginal frequencies are close to 0.4 Hz, and the marginal gains are reasonable physiological values for open-loop gains of the baroreflex (16). The uncertainty in the time delay tau  is related to the uncertainties in tau e and tau a via
&Dgr;&tgr; = <RAD><RCD>(&Dgr;&tgr;<SUB>e</SUB>)<SUP>2</SUP> + (&Dgr;&tgr;<SUB>a</SUB>)<SUP>2</SUP></RCD></RAD>
because tau e and tau a were determined by independent methods. The uncertainties in f and G were obtained from the range of results produced when T and tau  were set equal to their extreme values.

                              
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Table 2.   Marginal frequencies and gains

In Table 3 we show the solution of Eq. 3 for rat B over a range of gains for the general case (Gd not equal  0). For Table 3, we used the following values for the time constants: T = 3 s, tau  = 0.8 s. This value of T for rat B was reported in Ref. 4. The time delay tau  is equal to the value of tau e for rat B plus 0.2 s for tau a. For these time constants, the marginal frequency is 0.35 Hz and the marginal gain is G = 6.6. For the range of gains shown in Table 3, the oscillation frequencies remain within 10% of the marginal frequency. As µ becomes more negative, perturbations will decay away more rapidly. Note especially that for a given G the presence of the derivative feedback term enhances the stability of the system for small positive values of Gd.

                              
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Table 3.   Eigenvalues for rat B over a range of gains along with the stability criterion function C(G, Gd) defined in Eq. 8

A general picture of our model for the baroreflex can be obtained by doing a Nyquist stability analysis. Figure 3A shows a Nyquist plot for an unstable system (T = 3 s, tau  = 0.8 s, G = 7, Gd = 0.0). The time constants are for rat B, and Fig. 3A corresponds to line 7 of Table 3. Figure 3B shows a Nyquist plot for a stable system (T = 3 s, tau  = 0.8 s, G = 7, Gd = 0.4). The addition of the derivative feedback term has made the system stable. For Gd = 0, the radius of the spiral approaches zero, as seen in Fig. 3A, whereas for nonzero Gd the radius of the spiral approaches a limit equal to Gd, as seen in Fig. 3B.


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Fig. 3.   Open-loop transfer function GH for rat B as a function of iomega , where i is <RAD><RCD>−1</RCD></RAD> and omega  is the angular frequency of the system. For A, we used the parameters G = 7, Gd = 0, T = 3 s, tau  = 0.8 s. With these parameters, the system is unstable. In B, we increased Gd to 0.4, which made the system stable. Stability of the system is determined by whether or not the Nyquist contour encloses the point (-1, 0) indicated by bullet .

In the limit of large omega , the open-loop transfer function reduces to GH right-arrow Gdeiomega tau , which has a magnitude equal to Gd. Thus, according to the Nyquist stability criteria, we must have |Gd| < 1 so that the curve GH(iomega ) does not enclose (-1, 0). Further analysis shows that we must also have |G| < 1, or, to ensure stability for |G| > 1 
<IT>C</IT>(G, G<SUB>d</SUB>) = <RAD><RCD><FR><NU>G<SUP>2</SUP> − 1</NU><DE>1 − G<SUP>2</SUP><SUB>d</SUB></DE></FR> </RCD></RAD> <FR><NU>&tgr;</NU><DE><IT>T</IT></DE></FR> − cos<SUP>−1</SUP> <FENCE>− <FR><NU>1 + GG<SUB>d</SUB></NU><DE>G + G<SUB>d</SUB></DE></FR></FENCE> < 0 (8)
For further details refer to APPENDIX. For G > 1 (which is the case of physiological interest), the stability criteria are summarized in the value of the function C(G, Gd). If C > 0 the system is unstable and if C < 0 the system is stable. In accordance with our first stability constraint, C can be negative only when |Gd| < 1 because of the singularity under the square root. Referring to Table 3, for G = 7.0 and Gd = 0.0 or 0.1 (i.e., lines 7 and 8) the stability criterion function, C, is positive and the system is unstable, as indicated by the positive value of µ. On all other lines, C < 0 and the system is stable, as indicated by the negative values of µ.

In Figure 4, we show a family of curves for C(G, Gd) as a function of Gd for G = 5, 6, 7, and 7.34. In this plot, we used the same time constants (appropriate for rat B ) as we used in Table 3 to give a dimensionless ratio tau /T = 0.26. Each entry from Table 3 is marked by an "x" on the appropriate curve. For a given proportional gain G, the addition of a derivative feedback term enhances the stability of the system for Gd > 0 but decreases the stability of the system for Gd < 0. Figure 3A corresponds to the point on the curve labeled by "G = 7" at Gd = 0.0. Figure 3B corresponds to the point at Gd = 0.4 on the same curve. Along a curve for a fixed proportional gain G, there is an optimal derivative gain Gd at the minimum of the curve, where the system is most stable. The top curve represents the maximum possible gain (Gmax) the system can have without being unstable at the optimal value of Gd. The addition of a derivative feedback term has increased the maximum possible gain G from a marginal gain of 6.6 to a value of ~7.34.


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Fig. 4.   Family of curves for the stability criterion function C(G, Gd) defined in Eq. 8 as a function of Gd. Each entry from Table 3 is marked by an "x" on the appropriate curve. The system is marginally stable wherever the curves cross the zero axis. The time constants are T = 3 s, tau  = 0.8 s, which are appropriate for rat B. This figure shows at a glance how the stability of our model depends on the gains G and Gd. The minimum of each curve corresponds to the optimal Gd at which the system is most stable. Gmax, maximum possible gain.

If Gd is set at its optimal value while G is varied, the natural frequency of the system remains about constant (invariant), as shown in Table 4. For the simulation shown in Fig. 2, G = Gmax and Gd is equal to its optimal value so that the simulation frequency is the invariant frequency of rat E. If the system remains near the optimal value of Gd, small changes in the system parameters will leave the frequency of the system unchanged.

To see the full advantage of the derivative feedback term, one should consider dynamic effects such as the rate at which perturbations decay (which is given by the real part of the eigenvalue µ.) For example, from Tables 3 and 4, for a proportional gain of G = 5.0, the rate at which perturbations decay doubles in going from no derivative feedback term to the optimal derivative gain Gd = 0.38. For a proportional gain of G = 6.0, making Gd = 0.40 triples the rate at which perturbations decay compared with only proportional feedback. The faster the cardiovascular system brings blood pressure fluctuations under control, the smaller the stress on cardiovascular organs.

                              
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Table 4.   Invariant frequency for rat B over a range of gains G, with Gd set to its optimal value

From Eq. 8, we obtain an estimate of the maximum possible gain Gmax for stability
G<SUB>max</SUB> ≃ <FR><NU><IT>T</IT></NU><DE>&tgr;</DE></FR> <RAD><RCD>1 − G<SUP>2</SUP><SUB>d</SUB></RCD></RAD> cos<SUP>−1</SUP> (−G<SUB>d</SUB>) (9)
when G >>  1. The larger the ratio T/tau , the larger Gmax can be. The right-hand side of Eq. 9 has a maximum at Gd = 0.44, which is an approximation for the optimal value of Gd. For this value of Gd, Gmax is ~1.82 T/tau . Our largest value of T/tau is 8.8 for rat A, making Gmax < 16 for the time constants that we measured in rats.

    DISCUSSION
Top
Abstract
Introduction
Methods
Results
Discussion
Appendix
References

The major finding of this study is that the 0.4-Hz periodicity in MAP observed in rats (2) can be explained by the time delay obtained from the known parameters of the baroreflex. The calculation of the marginal frequency (for Gd = 0) depends solely on the known time constants T and tau . As shown in Table 3, the frequencies of the system remain near the marginal frequency over a range of gains. Our analysis also indicates that our measured time constants for the sympathetic limb of the baroreflex are sufficient to explain the 0.4-Hz MAP rhythm. Other feedback loops such as vagal effects and the renin-angiotensin system are not necessary for the generation of the 0.4-Hz rhythm.

We find that the time delay associated with the sympathetic limb of the baroreflex is ~0.7 s and that most of this time delay is associated with the efferent side of the baroreflex. The afferent time delay of ~0.2 s reported by Green and Hefron for cats (8) is consistent with our observations during behavioral conditioning trials for rats, where we reported an ~0.2-s delay between the start of a tone and the onset of a "sudden burst" of SNA (12).

To produce the coherence between MAP and SNA near 0.4 Hz observed by Brown et al. (2), the 0.4-Hz rhythm must be persistent across the data segments that are averaged together during the analysis. A strong coherence was not seen for respiratory interactions at ~1.5 Hz in the conscious rat because of the variability of respiration. Conversely, respiratory interactions were evident after anesthesia, which removed respiratory variability. A conceivable explanation for the relative invariance of the 0.4-Hz rhythm is that the baroreflex feedback loop remained in the "valley" associated with the optimal value of the derivative gain Gd, where the resonant frequency remains constant while the proportional gain G is varied (refer to Table 4). In this situation, the resonant frequency of the baroreflex would remain invariant even if the system's gain G changed as a result of a change in operating conditions.

Limitations. Our model only captures the sympathetic limb of the baroreflex and says nothing about how the numerous other feedback systems (e.g., vagal effects, the renin-angiotensin system, autoregulation) work together to regulate MAP. In addition, our model is linear and does not predict whether nonlinear effects could stabilize the baroreflex for gains that do not satisfy the stability criteria given here.

Though our model only captures the sympathetic side of the baroreflex, we believe for rats that the parasympathetic side is generally not critical in the generation of the 0.4-Hz rhythm. The vagal portion of the baroreflex acts on a faster time scale than the sympathetic portion. Consequently, vagal effects have the wrong time constants to generate the 0.4-Hz rhythm. Moreover, we were able to predict fluctuations in MAP using only sympathetic nerve traffic as our input (and ignoring parasympathetic activity) (4).

The idea that a time delay in the baroreflex can be responsible for oscillations in MAP has been proposed for humans (5, 17) and for dogs (11). Our model for the baroreflex for rats is consistent with these earlier works. Our open-loop transfer function consists of a time delay in series with a low-pass filter, which is how the feedback loops are modeled in (17) and in (11). These earlier works are different from our model in that they contain both parasympathetic and sympathetic sides of the baroreflex acting on a beat-to-beat model of the circulation. However, our model is the only one to include a derivative term in the feedback and to show that a derivative term enhances the stability of the baroreflex. The simplicity of our model allows us to analyze the stability in detail and to understand the physiological limitations on the maximum value of the feedback gain G. The frequency response of our model is qualitatively similar to the response function of the deBoer model (5).

Perspectives

Because of the difficulty of defining and measuring the open-loop baroreflex gain (14), we do not think there is a good value for the open-loop gain of the baroreflex for the rat reported in the literature. In particular, the sensitivity of the baroreflex control of heart rate is not a good measure of the ability of the baroreflex to control MAP (14). So, we can only speak in terms of the order of magnitude of the baroreflex gain. Roughly speaking, the open-loop gain for animal models seems to be small (i.e., <= 10) compared with the gains in engineering control systems (16). Consistent with these experimental results, our model also indicates small gains for the baroreflex on the order of 10. As explained by our stability analysis in Eq. 9, the baroreflex gain G is small because of the presence of a considerable time delay in the feedback loop.

In addition, our model gives an explanation of the physiological benefit of including rate information in the baroreflex. The addition of a derivative term in the feedback loop enhances the stability of the baroreflex for a positive range of derivative gains, with an optimal derivative gain Gd of ~0.44. Thus, with the presence of a derivative term, the baroreflex gain G can be larger, which leads to more precise regulation of MAP. The full advantage of the derivative feedback term is seen in its effect on the rate at which perturbations decay. From Tables 3 and 4, the addition of a derivative feedback term can enhance the rate of decay by a factor of two or three.

    APPENDIX
Top
Abstract
Introduction
Methods
Results
Discussion
Appendix
References

We will give an argument for the validity of Eq. 8 based on the concept of continuity. Consider the stability criterion function
<IT>C</IT>(G, G<SUB>d</SUB>) = <RAD><RCD><FR><NU>G<SUP>2</SUP> − 1</NU><DE>1 − G<SUP>2</SUP><SUB>d</SUB></DE></FR> </RCD></RAD> <FR><NU>&tgr;</NU><DE><IT>T</IT></DE></FR> − cos<SUP>−1</SUP> <FENCE>− <FR><NU>1 + GG<SUB>d</SUB></NU><DE>G + G<SUB>d</SUB></DE></FR></FENCE>
defined in Eq. 8. We treat G and the time constants as fixed parameters and vary Gd. According to Eq. 8, when C < 0 the system is stable and vice versa. Figure 4 shows a family of curves for C(G, Gd) for several values of G.

First, we know that Eq. 8 is true in the limit as Gd right-arrow 0. In this limit, our model Eq. 2 reduces to the linear delay equation studied by Hayes (9). Setting Gd equal to zero in Eq. 8 gives
<RAD><RCD>G<SUP>2</SUP> − 1</RCD></RAD> <FR><NU>&tgr;</NU><DE><IT>T</IT></DE></FR> − cos<SUP>−1</SUP> <FENCE><FR><NU>−1</NU><DE>G</DE></FR></FENCE> < 0
which is one of Hayes' stability conditions (7). So, we know the curves in Fig. 4 are valid when they intersect the Gd = 0 axis.

Secondly, C = 0 when the system is marginally stable as we now show. Referring to the Nyquist stability plots in Fig. 3, stability is determined at the crossover frequency omega pi when the contour first crosses the real axis (6). When the system is marginally stable, the contour passes through the point (-1, 0) so that
<FENCE><FR><NU>G + <IT>i</IT>G<SUB>d</SUB>&ohgr;<SUB>&pgr;</SUB><IT>T</IT></NU><DE>1 + <IT>i</IT>&ohgr;<SUB>&pgr;</SUB><IT>T</IT></DE></FR></FENCE> e<SUP>−<IT>i</IT>&pgr;</SUP> = −1 (10)
Solving for omega pi , we obtain
&ohgr;<SUB>&pgr;</SUB> = <FR><NU><RAD><RCD>G<SUP>2</SUP> − 1</RCD></RAD></NU><DE><RAD><RCD>1 − G<SUP>2</SUP><SUB>d</SUB></RCD></RAD></DE></FR> (11)
when the system is marginally stable.

We can also write Eq. 10 as
 <FR><NU>G + <IT>i</IT>G <SUB>d</SUB>&ohgr;<SUB>&pgr;</SUB><IT>T</IT></NU><DE>1 + <IT>i</IT>&ohgr;<SUB>&pgr;</SUB><IT>T</IT></DE></FR> [cos (&ohgr;<SUB>&pgr;</SUB>&tgr;) − <IT>i</IT> sin (&ohgr;<SUB>&pgr;</SUB>&tgr;)] = −1 (12)
by using Euler's theorem to expand the exponential. Equating the real and imaginary parts of Eq. 12, we obtain
 <FR><NU>GG<SUB>d</SUB> + 1</NU><DE>G + G<SUB>d</SUB></DE></FR> = −cos (&ohgr;<SUB>&pgr;</SUB>&tgr;) (13)
Then, solving Eq. 13 for omega pi and setting the result equal to Eq. 11, we find
 <RAD><RCD><FR><NU>G<SUP>2</SUP> − 1</NU><DE>1 − G<SUP>2</SUP><SUB>d</SUB></DE></FR></RCD></RAD> <FR><NU>&tgr;</NU><DE><IT>T</IT></DE></FR> = cos<SUP>−1</SUP> <FENCE>− <FR><NU>1 + GG<SUB>d</SUB></NU><DE>G + G<SUB>d</SUB></DE></FR></FENCE> (14)
Thus the plot shown in Fig. 4 is valid when the curves cross the zero axis.

In summary, Eq. 8 is true for Gd = 0 (when the curves cross the Gd = 0 axis in Fig. 4) and when C = 0 (when the curves cross the zero axis). Because the stability of the system can only change when C = 0, Eq. 8 must be true for all other points in Fig. 4 by continuity.

    ACKNOWLEDGEMENTS

We thank Eugene Bruce and Bruce Walcott for their extremely helpful discussions and advice.

    FOOTNOTES

This work was supported by American Heart Association (National) Grant 94012420, National Aeronautics and Space Administration EPSCoR Grant WKU-522611 to the University of Kentucky, National Heart, Lung, and Blood Institute Grant HL-19343, and Kentucky Spinal Cord and Head Injury Research Trust Grant RB-9601-K3 and a grant from the Tobacco and Health Research Institute.

Address reprint requests to D. R. Brown.

Received 19 September 1996; accepted in final form 29 August 1997.

    REFERENCES
Top
Abstract
Introduction
Methods
Results
Discussion
Appendix
References

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3.   Burgess, D. E., J. C. Hundley, D. R. Brown, S.-G. Li, and D. C. Randall. A first-order linear differential-delay equation for the regulation of mean arterial blood pressure (Abstract). FASEB J. 10: A596, 1996.

4.   Burgess, D. E., J. C. Hundley, S.-G. Li, D. C. Randall, and D. R. Brown. Multifiber renal SNA recordings predict mean arterial blood pressure in unanesthestized rat. Am. J. Physiol. 273 (Regulatory Integrative Comp. Physiol. 42): R851-R857, 1997[Abstract/Free Full Text].

5.   DeBoer, R. W., J. M. Karemaker, and J. Strackee. Hemodynamic fluctuations and baroreflex sensitivity in humans: a beat-to-beat model. Am. J. Physiol. 253 (Heart Circ. Physiol. 22): H680-H689, 1987[Abstract/Free Full Text].

6.   Distefano, J. J., A. R. Stubberud, and I. J. Williams. Schaum's Outline of Feedback and Control Systems. New York: McGraw-Hill, 1967.

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12.   Randall, D. C., D. R. Brown, L. V. Brown, and J. M. Kilgore. Sympathetic nervous activity and arterial blood pressure control in conscious rat during rest and behavioral stress. Am. J. Physiol. 267 (Regulatory Integrative Comp. Physiol. 36): R1241-R1249, 1994[Abstract/Free Full Text].

13.   Randall, D. C., D. R. Brown, L. V. Brown, J. M. Kilgore, M. M. Behnke, S. K. Moore, and K. R. Powell. Two-component arterial blood pressure conditional response in rat. Integrative Physiol. Behav. Sci. 28: 258-269, 1993[Medline].

14.   Sagawa, K. Baroreflex control of systemic arterial pressure and vascular bed. In: The Handbook of Physiology. The Cardiovascular System. Peripheral Circulation and Organ Blood Flow. Bethesda, MD: Am. Physiol. Soc., 1983, sect. 2, vol. III, pt. 2, chapt. 14, p. 453-496.

15.   Saul, J. P., R. D. Berger, P. Albrecht, S. P. Stein, M. H. Chen, and R. J. Cohen. Transfer function analysis of the circulation: unique insights into cardiovascular regulation. Am. J. Physiol. 261 (Heart Circ. Physiol. 30): H1231-H1245, 1991[Abstract/Free Full Text].

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17.   Wesseling, K. H., and J. J. Settels. Baromodulation explains short term blood-pressure variability. In: Psychophysiology of Cardiovascular Control, edited by J. F. Orlebeke, G. Mulder, and L. J. P. VanDoornen. New York: Plenum, 1985, p. 69-97.

18.   Zhong, S., Z. Huang, G. L. Gebber, and S. M. Barman. Role of the brain stem in generating the 2- to 6-Hz oscillation in sympathetic nerve discharge. Am. J. Physiol. 265 (Regulatory Integrative Comp. Physiol. 34): R1026-R1035, 1993[Abstract/Free Full Text].


AJP Regul Integr Compar Physiol 273(6):R1878-R1884
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