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Department of Neurology and Program in Neuroscience, Beth Israel Deaconess Medical Center and Harvard Medical School, Boston, Massachusetts 02115
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ABSTRACT |
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Considerable evidence supports the role of prostaglandins in fever production, but the neuroanatomic sites of prostaglandin synthesis that produce fever remain unknown. With the use of a novel microinjection technique, we injected the cyclooxygenase inhibitor ketorolac into the preoptic area (POA) to determine which preoptic regions produce the prostaglandins required for fever. Initial experiments demonstrated that intravenous ketorolac blocked the fever normally produced by lipopolysaccharide (LPS) 5 µg/kg iv. Microinjection of ketorolac into the POA had no effect on body temperature, and injection of artificial cerebrospinal fluid into the POA did not alter LPS fever. Injection of ketorolac into the anteroventral POA markedly decreased the fever produced by LPS, compared with injections into more rostral, caudal, or dorsal locations. These observations indicate that prostaglandin synthesis in the anteroventral preoptic region is necessary for the production of fever.
antipyresis; prostaglandin endoperoxide synthase; prostaglandin E2; body temperature; thermoregulation; autonomic system; preoptic area; hypothalamus; lipopolysaccharide
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INTRODUCTION |
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TWENTY-SEVEN YEARS AGO, Milton and Wendlandt (17) proposed that fever was due to the activation of thermoregulatory pathways by prostaglandins (PGs). This model has undergone gradual evolution, and recent work has shed light on the cellular sources and anatomic targets of these PGs. However, the precise neuroanatomic site of PG synthesis that produces fever remains unknown.
Considerable evidence supports the role of PGs in fever production. The febrile response is initiated by cytokines produced in response to pathogens or specific pathogen components such as lipopolysaccharide (LPS) (for reviews, see Refs. 2 and 11). Although LPS and cytokines cannot enter the brain, they may act at the brain's edge: within blood vessels, the meninges, or regions lacking a blood-brain barrier such as the organum vasculosum of the lamina terminalis (OVLT), as proposed by Stitt (32) and Katsuura et al. (10). Intravenous injection of LPS rapidly induces production of a critical enzyme in PG production, cyclooxygenase-2 (COX-2), in perivascular microglia and leptomenigeal macrophages (7). COX-2 catalyzes the formation of PGs that could diffuse into adjacent brain regions to influence neural activity. Microinjection of the most pyrogenic PG, PGE2, into a limited anteroventral preoptic region surrounding the OVLT rapidly produces fever (26). This anteroventral preoptic region is especially rich in PGE2 receptors and is a critical thermoregulatory region (16), containing many PGE2-sensitive neurons (15).
Although this evidence supports the role of PGE2 in the preoptic mechanism of fever, the specific neuroanatomic site at which PGs are synthesized has not been established. Several researchers have proposed that the rise in brain PGE2 may be the result of an elevation in circulating PGE2. Systemic administration of PGE2 produces fever, but PGE2 levels after LPS are higher in jugular venous blood than in carotid arterial blood, suggesting that PGE2 derives from local synthesis within the brain or the cranial vasculature (31). In support of this hypothesis, Morimoto et al. (18) demonstrated that indomethacin injected intracerebroventricularly attenuated the fever produced 2-3 h after intravenous LPS. Cranston and Rawlins (6) showed that preoptic injection of sodium salicylate could attenuate fever, but the large volumes injected (10 µl) precluded any detailed anatomic localization. Later researchers used smaller (1 µl) bilateral injections (19, 34), but they used chronic injection cannulas that could have altered local PG synthesis (36) by inducing local inflammation. These studies provided important evidence that preoptic PG synthesis is necessary for fever, but lacked the anatomic resolution to implicate a specific site.
To determine more precisely the site of PG production that is required for fever, we have developed a novel, acute microinjection technique that avoids these technical concerns and improves anatomic resolution. We microinjected ketorolac, a water-soluble COX inhibitor, to test the hypothesis that PG synthesis in the preoptic area (POA) is necessary to produce fever after intravenous LPS and to map more precisely the critical location of PG production.
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MATERIALS AND METHODS |
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Animals. Pathogen-free, male Sprague-Dawley rats (Taconic, Germantown, NY) weighing 280-350 g were used in this study. Rats were housed individually in a pathogen-free barrier facility with unrestricted access to food and water in a room maintained at 21.5-22.5°C. Lights were turned on at 0700 and off at 1700. All protocols were approved by the Institutional Animal Care and Use Committees of Beth Israel Hospital and Harvard Medical School. Each rat was used only once. Eighty-seven rats were used in these experiments, and seven others were excluded because of postoperative bleeding (4 rats), delayed recovery from propofol anesthesia (2 rats), or preexperiment fever (1 rat).
Materials.
Salmonella
typhimurium LPS (lot 23H4047, Sigma)
was diluted in pyrogen-free saline (Sigma) to a concentration of 5 µg/ml. Artificial CSF (aCSF) consisted of (in mM) 124 NaCl, 2 KCl,
1.25 KH2PO4,
2 CaCl2, 2 MgSO4, 26
, and 3.5 glucose. A 1%
dilution of 0.1 µm rhodamine-labeled latex microspheres (Molecular
Probes, Eugene, OR) was added to the aCSF for injection site
identification. Ketorolac tromethamine (a kind gift from Jeff Kitson,
Syntex) was dissolved in aCSF to a final concentration of 1.0 mM. The
pH of the aCSF and ketorolac-aCSF solution was 8.0. The concentration
of the intravenous ketorolac solution was 80 mM and was administered at
10 mg/kg (0.33 ml/kg). Ketorolac was chosen for COX inhibition because
it is among the most water-soluble, thoroughly studied COX inhibitors
available (21) and is an effective antipyretic (25). We have found that the febrile response to microinjection of 100 ng
PGE2 into the POA is unaltered by
simultaneous administration of ketorolac 10 mg/kg iv (unpublished
results), suggesting that ketorolac produces antipyresis by acting
prior to PGE2, most likely via COX
inhibition. COX catalyzes the formation of PGs and thromboxanes,
collectively referred to as prostanoids. Because thromboxanes are
thought not to contribute to fever, we refer to the relevant products
of COX as PGs.
Procedures and analysis. In experiment 1, we injected ketorolac 10 mg/kg iv alone or in combination with LPS 5 µg/kg iv to determine whether ketorolac could effectively block LPS fever. In our model, this low LPS dose consistently produces a moderate biphasic fever, peaking 2-3 and 5-6 h after injection (9). We chose to focus our remaining experiments on the first peak of LPS fever at 2-3 h, as we found that this initial fever could be blocked by ketorolac and we were concerned that drugs would diffuse throughout the POA over time, limiting the anatomic specificity of the injections.
In experiment 2, we microinjected 100 nl aCSF into the POA under brief propofol anesthesia to establish whether this microinjection technique altered normal body temperature (Tb). In a separate group of rats, we microinjected 100 nl of ketorolac-aCSF to determine if preoptic COX inhibition altered normal Tb.
In experiment 3, we microinjected 100 nl aCSF into the POA to determine whether this injection technique altered the fever normally produced by LPS 5 µg/kg iv These injections were targeted at the anteroventral preoptic region, because our prior work with PGE2 indicated that this should be a critical site of PG synthesis.
In experiment 4, we injected LPS 5 µg/kg iv and 100 nl of ketorolac-aCSF into a variety of hypothalamic sites to identify the regions that produce the PGs necessary for LPS fever.
Placement of intravenous catheters and telemetry devices. As we have done previously (9, 26, 27), telemetry was used for monitoring Tb, and chronic intravenous catheters were used for systemic drug injections. All temperature transmitters (type VM-FH, Mini-Mitter, Sunriver, OR) were calibrated in a warm water bath at temperatures between 35 and 39°C as detailed in the manufacturer's instructions. Five to seven days before the experiment, rats were anesthetized with chloral hydrate (350 mg/kg ip) and Silastic catheters were inserted into the femoral vein up to the level of the right atrium with the other end emerging at the interscapular area. Once in place, the catheters were flushed with 0.1 ml of heparinized (10 U/ml) pyrogen-free 0.9% saline (Sigma) and plugged with a sterile wire stylet. Catheters were again flushed 2 days before the experiment to ensure patency. After insertion of the catheter, a temperature transmitter was placed into the peritoneal cavity via a midline incision. Body temperature signals were received by an antenna below the rat's cage and relayed to a signal processor connected to a Compaq 486 personal computer. Monitoring of Tb began at least 12 h before drug injection to assess baseline Tb. Average baseline Tb was 37.1°C, and baseline Tb values did not differ significantly between groups. Tb data are presented as the mean change in temperature (± SE) in each 10-min interval relative to baseline (average temperature over the hour preceding injection).
POA injections. On the day of the experiment, each rat was anesthetized with the short-acting general anesthetic propofol 10 mg/kg iv (Zeneca, Wilmington, DE) (13) between 0900 and 1000. The rat was placed in a stereotaxic frame on a 36°C heating pad, and 100 nl aCSF or ketorolac-aCSF was microinjected into the POA using a previously described air pressure injection apparatus (1). In brief, solutions were injected using a silane-coated glass pipette drawn to a tip diameter of 25-30 µm. The meniscus within the pipette was directly visualized with an operating microscope, and fluid was ejected using brief puffs of air at 50 lb/ft2. These air puffs were regulated by an electronically controlled air switch that opened for 5-10 ms every 0.5-1 s. These variables were adjusted for each pipette such that 100 nl was typically injected over a 2-min period. The injected volume was determined by directly measuring movement of the meniscus within the pipette with a reticule on the microscope. The pipette was introduced at a 7° angle off vertical to avoid the sagittal sinus, and injection coordinates varied from 0.25 mm anterior to bregma to 0.6 mm posterior to bregma, from 0.75 to 2.5 mm lateral to the midline, and from 6 to 8 mm below the dural surface. To maintain deep anesthesia (as judged by withdrawal to paw pinch), some animals received a small supplemental dose of propofol (2.5-5 mg/kg) 7-10 min after induction. Therefore, the total dose of propofol varied between animals, but there was no correlation between total propofol dose and the subsequent Tb response. After the brain injection, some animals received LPS 5 µg/kg iv or an equivalent volume of saline (1 ml/kg). The intravenous catheter then was flushed with 0.1 ml heparinized saline, the scalp wound was closed with surgical clips, and the rat was returned to its cage. The entire procedure was completed in 10-15 min, and rats recovered rapidly, usually resuming normal activity and grooming within 5-10 min after returning to their cages. Tb was recorded over the next 4 h.
Perfusion and histology. After the 4-h monitoring period, animals were deeply anesthetized with chloral hydrate (500 mg/kg ip) or propofol (20 mg/kg iv) and perfused transcardially with 0.9% saline for 5 min followed by 500 ml of phosphate-buffered 4% paraformaldehyde (pH 7.0). The brains were removed, stored in the same fixative for 4 h, and submerged in 20% sucrose, and coronal sections were cut at 40 µm on a freezing microtome. Serial sections through the POA were examined under fluorescence microscopy. The center of the injection site was defined by the cluster of fluorescent spheres and drawn with a camera lucida. Latex beads adhere to brain, and even with injections into the subarachnoid space or third ventricle, beads could be identified adhering to the meninges or ependyma close to the pipette track.
Statistical analysis. LPS produces an initial fever in rats 2-3 h after injection (9, 27), and the average change in Tb over this interval was chosen as the endpoint for statistical analysis in all experiments. The results of experiments 1, 2, and 3 were analyzed using independent-samples t-tests without assuming equal variances (Systat, SPSS, Chicago, IL); P was considered significant if <0.05.
To determine whether intrapreoptic ketorolac blocked LPS fever in experiment 4, the febrile responses of 15 rats that received ketorolac in the anteroventral preoptic region were compared with those of the five rats that received aCSF in this same region using an independent-samples t-test. This anteroventral preoptic region encompasses the preoptic nuclei most sensitive to PGE2: the OVLT, ventromedial POA, median preoptic nucleus, anteroventral periventricular nucleus, the meninges of the preoptic recess just above the optic chiasm and rostral to the OVLT, and the cell-sparse parenchyma immediately adjacent to these meninges (26). To determine which preoptic injection sites were most effective in blocking fever, injection sites were grouped into one of three possible regions (see Fig. 5): 1) the anteroventral preoptic region (n = 15); 2) more lateral sites adjacent to the anteroventral preoptic region including the nucleus of the diagonal band of Broca and the medial and lateral preoptic areas (n = 14); and 3) other sites >1 mm from the OVLT, including the periventricular preoptic nucleus, perifornical region, medial septum, third ventricle, and other sites (n = 17). Febrile responses after ketorolac injections into these regions were compared using a one-way analysis of variance (ANOVA) for repeated measures with a post hoc Tukey's honestly significant difference (HSD) procedure. Data are presented as the mean change in Tb (±SE) in each 10-min interval relative to baseline (average temperature over the hour preceding injection).
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RESULTS |
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In all four experiments, mean baseline Tb ranged between 36.4 and 37.7°C, and no group's baseline differed significantly from another.
Experiment 1: Effect of intravenous ketorolac on LPS fever. Injection of LPS 5 µg/kg iv into awake rats produced a biphasic fever, with the first peak occurring 2-3 h after injection and a second peak at 5-6 h (Fig. 1). Ketorolac 10 mg/kg iv abolished the first fever peak (P < 0.01 during the 2- to 3-h period after injection), but Tb began to rise 4-5 h after the injection. Occasionally, either injection was followed by a small, transient rise in Tb that has been attributed to the momentary stress of handling during the intravenous injection (14). Neither injection of ketorolac 10 mg/kg iv nor an equal volume of saline (data not shown) had any lasting effect on Tb, and 2-3 h after the injections the ketorolac group did not differ significantly from the saline group.
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Experiment 2: Effect of intrapreoptic microinjection of aCSF or ketorolac on Tb. Microinjection of 100 nl aCSF into the POA had little effect on Tb (Fig. 2); Tb did not differ from baseline 2-3 h after injection (P > 0.5). Although the rats appeared to behave normally within 10 min of the procedure, a slight drop in Tb (0.1-0.2°C) for 10-20 min followed the microinjection procedure in some animals and may have been due to lingering effects of the propofol anesthesia. Intrapreoptic microinjection of 100 nl ketorolac-aCSF (1.0 mM) also had little effect on Tb; 2-3 h after the microinjection, Tb did not differ from the aCSF group (P = 0.5).
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Experiment 3: Effect of intrapreoptic microinjection of aCSF on LPS fever. Intrapreoptic injection of 100 nl aCSF had no effect on the fever produced 2-3 h after LPS 5 µg/kg iv (P > 0.5) (Fig. 3). These five injections were centered on the anteroventral POA (see Fig. 5). As seen in experiments 1 and 2, animals that received only an intravenous injection tended to have a brief rise in Tb 30 min later, but the animals that received aCSF microinjections occasionally had transient drops in Tb. After this first hour, the thermal responses between the groups did not differ.
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Experiment 4: Effect of intrapreoptic microinjection of ketorolac on LPS fever. Microinjection of ketorolac into the anteroventral preoptic region markedly decreased the fever produced 2-3 h after LPS 5 µg/kg iv (Fig. 4). Five rats that received LPS intravenously and aCSF into this region had large fevers (1.4°C). In contrast, 15 rats with ketorolac injections near the OVLT and leptomeninges of the preoptic recess generally had very small fevers (0.53°C) that were significantly less than those seen with aCSF microinjections (P < 0.001) .
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The most striking attenuations of LPS fever followed injections of ketorolac in this anteroventral region (region A), but injections into other preoptic sites also attenuated fever, although to a lesser degree. Injections near the horizontal nucleus of the diagonal band or medial POA (region B) moderately reduced fever (0.76°C). More distant preoptic injections, generally >1 mm from the OVLT (region C), modestly decreased fever (0.82°C). Comparison of the febrile responses after injections in these three regions with an ANOVA revealed a significant difference between groups (F = 3.95, P < 0.05). A post hoc Tukey HSD comparison demonstrated a significant difference between regions A and C (P < 0.05). Injections into the anatomically intermediate region B did not differ significantly from either A or C.
The anatomic specificity of the ketorolac injections is best appreciated in the coronal diagrams of Fig. 5 and in Table 1. The most strikingly effective sites were concentrated primarily in the anteroventral regions of the POA; these injections typically decreased fever by at least three standard deviations below that seen in the LPS-aCSF group (<0.68°C). These highly effective sites included the OVLT, the ventromedial POA, the anteroventral preoptic nucleus, the median preoptic nucleus, and the meninges of the preoptic recess. Microinjections into the vertical limb of the diagonal band of Broca, medial septum, bed nucleus of the stria terminalis, medial POA, or lateral POA generally attenuated fever to a lesser degree.
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DISCUSSION |
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Intrapreoptic microinjection of the COX inhibitor ketorolac markedly decreased the fever produced by intravenous LPS. The most effective antipyretic sites were clustered in the anteroventral aspect of the POA, surrounding the OVLT. These observations indicate that PG synthesis in the anteroventral preoptic region is necessary for the production of fever.
Methodological considerations. We chose to use a novel microinjection technique to administer drugs into the POA, which avoids many of the technical problems inherent with chronic cannulas. This technique has several advantages, but the acute anesthesia with propofol can briefly disrupt thermoregulation, resulting in small, transient drops in Tb once the rat is returned to its cage. This disturbance is brief, and rats readily produce fever after intrapreoptic injection of PGE2 (26). Of importance to the current study, Tb 2-3 h after microinjection of aCSF or ketorolac is unchanged from baseline, and the amplitude of LPS-induced fever after intrapreoptic injection of aCSF is identical to that seen with LPS alone. Thus our injection technique has little lasting effect on normal Tb or LPS-induced fever.
Our aCSF and ketorolac-aCSF solutions were slightly alkaline (pH 8), and the pH of injected solutions can influence preoptic physiology. Sehic and colleagues (30) have shown that acidic solutions can hinder the preoptic synthesis of PGE2 and blunt fever. However, injection of a mildly alkaline aCSF (pH 7.8) does not alter the rise in PGE2 after LPS (29). Our slightly alkaline aCSF also failed to alter normal Tb or LPS fever. Thus we feel it is unlikely that the alkalinity of the aCSF significantly altered preoptic PGE2 synthesis.
To minimize disturbance of the animals, we chose to administer LPS immediately after intrapreoptic injection of ketorolac. PGE2 begins to produce fever within 20 min of injection (26), but the kinetics of LPS fever suggest that PG synthesis probably begins ~100 min after intravenous LPS. Thus ketorolac had 100 min to diffuse throughout the POA, lessening the anatomic resolution of these injections compared with the PGE2 injections of our previous study.
In our final experiment, preoptic microinjection of ketorolac markedly
attenuated fever, but a modest rise in
Tb still occurred. These
microinjections contained roughly
10
5 less ketorolac than was
required systemically for antipyresis; most likely, a higher preoptic
concentration or bilateral administration of ketorolac would be needed
for complete antipyresis. LPS also might induce PG synthesis in other
potentially chemosensory sites, such as the ventrolateral medulla or
area postrema, and complete antipyresis could require COX inhibition in
both the POA and medulla. Alternatively, the residual fever could have
occurred through pathways independent of preoptic PG synthesis; other
paracrine mediators such as nitric oxide could stimulate preoptic
thermoregulatory circuits (27) or ascending vagal signals could
directly stimulate preoptic fever-producing neurons (2, 23). These
alternative pathways may influence fever, but our observation that
fever is markedly attenuated after ketorolac injections into
anteroventral preoptic sites demonstrates that preoptic PG synthesis
clearly plays an important role.
Our results fit well with the previous work on COX inhibition in the POA. As demonstrated in several prior studies (6, 19, 34), we have shown that inhibition of hypothalamic COX significantly attenuates LPS fever. Our observations confirm and extend those of Vaughn and colleagues (34), showing that the most effective sites for COX inhibition are in the same preoptic region that responds best to PGE2, suggesting that PGE2 may act very close to its site of synthesis. In contrast to these prior studies, which were performed in rabbits and guinea pigs, we chose to perform our experiments in rats, because the neuroanatomy and physiology of the rat brain is well understood, providing an opportunity to identify specific fever-producing pathways. Finally, all prior studies used chronic cannulas for preoptic injections of COX inhibitors. These cannulas disturb local architecture and produce gliosis with microglial proliferation, which may act as an additional source of PGE2, altering preoptic physiology. Acute microinjection with glass pipettes such as we used generally produces less trauma and inflammation in the region being studied.
Mechanisms of PG synthesis in fever. The PGs mediating fever are produced by COX, but the specific isozyme is unknown. We chose ketorolac for these experiments because it is among the most water-soluble COX inhibitors available and it inhibits both the constitutive form of COX, COX-1, and the inducible form, COX-2 (21). Recent evidence suggests that LPS fever may be mediated predominantly by COX-2 as selective COX-2 inhibitors block LPS fever (5). COX-2 is constitutively expressed in neurons of several brain regions including the anteroventral POA (3). LPS rapidly induces COX-2 in microglia surrounding vessels throughout the brain and in meningeal macrophages, especially within the leptomeninges just above the optic chiasm (7). Cao and colleagues (4) have demonstrated that LPS also induces COX-2 in endothelial cells. The presence of induced COX-2 in microglia, macrophages, and endothelium suggests that these barrier cells may play a key role in the response to cytokines.
The afferent signals that drive preoptic
PGE2 synthesis are the subject of
considerable debate. Several researchers have proposed that the vagus
nerve may mediate fever and other responses to systemic inflammation.
Vagal signals to the medulla may be conveyed to the POA, where they
could then stimulate PGE2
production. Fever due to intraperitoneal interleukin-1
may be
blunted by vagotomy (35). Blatteis and Sehic (2, 28) have raised the
intriguing hypothesis that intravenous LPS fever also may be mediated
by the vagus nerve, because, in guinea pigs, subdiaphragmatic vagotomy abolished the fever produced by intravenous LPS and may have blunted the rise in preoptic PGE2.
Romanovsky and colleagues (23) have recently shown that vagotomy blocks
intravenous LPS fever in rats as well (23). These vagotomy experiments
must be interpreted carefully, because both motor and sensory fibers
are interrupted. An alternative interpretation would be that slowed
intestinal motility after vagotomy may cause increased entry of low
levels of LPS into the portal circulation (24), ultimately resulting in
tachyphylaxis to LPS. Although it remains unclear whether preoptic PGE2 synthesis is driven by
ascending vagal stimuli or blood-borne pyrogens, our observations
demonstrate that preoptic PG synthesis is a critical process in the
mechanism of fever.
We hypothesize that the fever produced by intravenous LPS is due to the production of PGE2 by perivascular microglia and meningeal macrophages in the anteroventral POA. Perivascular microglia reside between the endothelium and basal lamina, an ideal position outside the blood-brain barrier to respond to inflammatory cytokines or LPS. LPS-induced COX-2 synthesis in the anteroventral preoptic region is intense (7), and this region produces the greatest amounts of PGE2 during fever (12). This PGE2 may activate thermoregulatory neurons of the ventromedial POA, which then project to parvicellular regions of the paraventricular nucleus of the hypothalamus via direct and indirect pathways (8). The paraventricular nucleus is well positioned to produce fever by regulating autonomic activity that increases brown fat thermogenesis and diverts blood from superficial (e.g., tail vein) to deep vascular beds to limit heat loss.
Perspectives
Our observations indicate that LPS fever requires production of PGs within the anteroventral region of the POA. Most likely, these PGs act as paracrine signaling molecules, diffusing outward from cytokine-stimulated perivascular or meningeal cells to activate fever-producing circuitry in nearby thermoregulatory areas. Ascending vagal signals may also drive PG synthesis, and future experiments that lesion vagal sensory roots or interfere with the function of perivascular microglia and meningeal macrophages may help distinguish between these hypotheses. In addition, we know little about the preoptic location and type of PGE2 receptors mediating the subsequent febrile response. Oka and Hori (20) have presented convincing evidence that EP1 receptors may mediate fever, although recent reports suggest a role for the EP2 and EP3 receptors as well (22). We have recently identified the EP1 and EP3B types of PGE2 receptor in the POA using the reverse transcriptase-polymerase chain reaction (unpublished results), and EP3 receptors have been localized in the POA using in situ hybridization histochemistry (33). Which of these receptors are present on thermoregulatory neurons remains to be determined. Molecular studies such as these will help define the preoptic mechanisms governing fever and provide greater insights into how LPS and cytokines influence the brain.| |
ACKNOWLEDGEMENTS |
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The authors are grateful to Quan Ha for technical assistance. Jeff Kitson of Syntex kindly provided ketorolac tromethamine.
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FOOTNOTES |
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This work was supported by National Institutes of Health Grants NS-09474 (to T. E. Scammell) and NS-33987 (to C. B. Saper).
Address for reprint requests: T. Scammell, Dept. of Neurology, Beth Israel Deaconess Medical Center, 77 Ave. Louis Pasteur, Boston, MA 02115.
Received 28 January 1997; accepted in final form 5 November 1997.
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