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Am J Physiol Regul Integr Comp Physiol 277: R403-R411, 1999;
0363-6119/99 $5.00
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Vol. 277, Issue 2, R403-R411, August 1999

Stimulation of the paraventricular nucleus modulates firing of neurons in the nucleus of the solitary tract

Yu-Fei Duan, Irwin J. Kopin, and David S. Goldstein

Clinical Neurochemistry Section, National Institute of Neurological Disorders and Stroke, National Institutes of Health, Bethesda, Maryland 20892-1620


    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

The present study assessed whether the baroreflex inhibition elicited by electrical stimulation of the hypothalamic paraventricular nucleus (PVN) involves altered activity in the nucleus of the solitary tract (NTS). Unit recordings were made from 107 neurons in the NTS in anesthetized rabbits. Intravenous phenylephrine was used to induce a pressor response and to activate baroreflexes. Of the neurons that responded to pressor responses, two-thirds were excited and one-third was inhibited. Stimulation of the PVN inhibited 70% of the phenylephrine-responsive NTS neurons, with or without concurrent baroreceptor stimulation. When PVN stimulation was delivered concurrently with phenylephrine injection, more NTS neuronal inhibition and less excitation occurred than with phenylephrine alone. Usually PVN stimulation inhibited NTS neurons that were excited by pressor responses; less commonly, PVN stimulation excited NTS neurons that were inhibited by pressor responses. The findings are consistent with the view that PVN activation during the defense reaction inhibits baroreflexes by altering firing of NTS neurons.

hypothalamus; medulla; electrophysiology; baroreflex; cardiovascular function


    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

IN CATS, PERIFORNICAL stimulation elicits responses that simulate "fight or flight" behaviors, collectively termed the defense reaction (13). Whereas perifornical stimulation readily evokes the cardiovascular concomitants of the defense reaction, the paraventricular nucleus of the hypothalamus (PVN) has not been considered to participate in the cardiovascular responses associated with the defense reaction (1, 15).

The PVN nevertheless occupies a potentially pivotal position for integrating autonomic, endocrine, and behavioral responses (20, 29). Activation of the PVN in cats or rats, by either electrical or chemical stimulation, increases renal sympathetic nerve activity, heart rate, blood pressure, and blood flow to skeletal muscle, and elicits venous constriction (4, 11, 16, 17, 19, 23, 26). This pattern resembles that in the defense reaction. Electrical stimulation of the PVN in rabbits also elicits the pattern of cardiovascular responses seen in the defense reaction (9).

Suppression of the heart rate component of the arterial baroreflex constitutes a cardiovascular hallmark of the defense reaction (5, 14). Recent studies in rats (3, 24) and rabbits (9) have indicated that activation of the PVN produces analogous suppression. The central mechanisms by which this occurs have not been well understood.

The NTS is the main terminal site for arterial barosensory input (21). Despite extensive knowledge about anatomic pathways connecting the PVN and NTS (22, 27, 28), the physiological role of the PVN projections at barosensitive neurons in the NTS is unknown. In the present study, we examined the effects of PVN stimulation on neuronal firing within the NTS, at baseline and during arterial baroreflex stimulation.


    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Subjects

Sixteen New Zealand albino rabbits (Oryctolagus cuniculus) of either sex weighing 2.5-3.5 kg were used. The animals were caged individually in a room with controlled temperature (21-24°C) and a 12:12-h light-dark cycle. Water and food pellets were provided ad libitum. All animal procedures were approved by the Animal Care and Use Committee of The National Institute of Neurological Disorders and Stroke.

Surgical Preparations

Ketamine (33 mg/kg im, Phoenix Pharmaceutical, St. Joseph, MO) was used to induce anesthesia. alpha -Chloralose (40-60 mg/kg, Sigma, St. Louis, MO) was then given via a marginal ear vein to maintain anesthesia. This was supplemented by xylazine (5 mg/kg im, Phoenix Pharmaceutical). A femoral artery was cannulated for blood pressure measurement. Electrocardiogram and blood pressure signals were monitored by a polygraph (Grass 7P, Quincy, MA). Rectal temperature was monitored and maintained at 37-38°C by a heating pad.

Craniotomy was performed to implant a stimulating electrode in the hypothalamus and to gain access to the dorsal medulla (6). The PVN was identified by using previously established stereotaxic coordinates and from the pattern of cardiovascular responses elicited by electrical stimulation (9).

Extracellular Unit Recording

Platinum and stainless steel tetrodes (FHC 06-8-04, Brunswick, ME) were used to record extracellular firing units. Each tetrode contained four insulated conductors bound together, each conductor had a 25 µm diameter with impedance ~300 KOmega . The overall diameter of a tetrode was 80 µm, with a 40- to 50-µm center-to-center distance between the conductors. The tetrode was attached to a hydraulic motorized microdrive connected to a digitized display and a remote control unit (FHC 50-11-5). The precision in control of movement of the tetrode was 1 µm.

The tetrode was lowered into the NTS area at the level of the obex because this region receives both arterial barosensory input and descending innervation from the PVN (21, 24), ipsilateral to the stimulated PVN. The signals from the four conductors were fed through high-impedance cables (Grass HIP5) and then connected to AC preamplifiers (Grass p511). The tetrode recording technique, based on a stereotrode recording technique, was developed to enhance the quality of unit recording and separation (12). Digitized analog signal acquisition and storage were accomplished using an analog-to-digital converter (DT 2821-G-SE, Data Translation, Marlboro, MA) and DataWave System Software (Longmont, CO) installed on a Dell XMT/120 computer. The signals were monitored continuously on software oscilloscopes and a standard oscilloscope (Ramsey 2200) with an audio monitor (Grass 8).

Electrical stimulation (cathodal currents) of the PVN was delivered through a Grass S88 stimulator coupled with a stimulus isolation unit (Grass PSIU 6). Delivery of various PVN stimuli were triggered by computer keyboard commands. Time markers for PVN stimuli and for other events, such as phenylephrine injection, were recorded with the unit signals. Offline peri-event time histogram analysis was based on these markers.

Unit Recording Protocols

Protocol A. NTS recording was first made when a series of electrical stimuli (250-300 µA, 0.5-ms pulse, 100 Hz) was delivered to the PVN. These stimuli were relatively brief (0.1, 0.5, and 1 s), and at least several seconds elapsed between stimuli. After completion of recording with PVN stimulation, recording was then made continuously on the same neuron when an intravenous bolus injection of phenylephrine (50 µg/kg) was administered. In other words, once a stable baseline recording was obtained with a neuron, the neuronal firing recording began in the context of PVN stimulation and continued subsequently in the setting of phenylephrine injection and finally ended after the phenylephrine test.

Protocol B. The temporal relationship between phenylephrine injection and PVN stimulation was reversed from protocol A. NTS recordings were obtained when two intravenous bolus injections of phenylephrine at the same dose (50 µg/kg) were given consecutively, with a minimum of 5 min between injections. One phenylephrine injection was coupled with brief, intermittent PVN stimulation (100 µA, 0.5-ms pulse, 100 Hz, 0.5 s, × 30-40, 2-s interval), which began immediately after completion of the injection, so that the PVN stimuli were superimposed on the rising phase of blood pressure. To control for order effects, PVN stimulation was coupled with either the first or the second phenylephrine injection.

The PVN stimuli parameters were chosen to keep peripheral cardiovascular effects at a minimum, so as to avoid confounding influences of peripheral pressor feedback. This was accomplished by using short, intermittent stimuli in protocols A and B and by using reduced current intensity in protocol B. Stimulation of the PVN using these parameters did not alter blood pressure and heart rate.

Histology

At the end of each experiment, the animal was killed with an overdose of pentobarbital sodium. Electrolytic lesions induced by anodal currents were made at the sites of PVN stimulation and NTS recording (6). Preserved brains were subsequently examined for histological verification of the locations of the electrode tips (30).

Data Analysis

Offline analysis of the recorded signals was done using DataWave System common processing software. Cluster cutting and analysis using multidimensional waveform parameters were first performed for each recorded file. This ensured good quality of separation of a single unit from other recorded single units and from stimulus artifact in a multiunit recording file. Customized histogram display and quantification were used to analyze each separated single unit. A 50% or larger change in firing rate in response to phenylephrine or PVN stimulation was considered to be a positive response. Some single-unit data were grouped together later and subjected to contingency analysis, with the statistical significance level P < 0.05. The contingency analysis is used to determine whether two variables, NTS neuronal responses to PVN stimulation and baroreceptor activation in the present study, are independent. A significant result indicates that the two variables are not independent or they are associated.

The main criteria for choosing the time windows of recorded signals used in offline analysis were periods of stable baseline recording and the peak effects before and immediately after experimental manipulations. The basic experimental design for the present study was to compare the effects of PVN stimulation and phenylephrine injection. Tables and figures were constructed accordingly to contrast the rapidly occurring, stimulus-locked central effects of PVN stimulation versus the slowly recruiting, gradually peaked peripheral effects induced by phenylephrine injection.

Effects of PVN stimulation on NTS neuronal firing were assessed by comparing the baseline firing rate before PVN stimulation with the firing rate during PVN stimulation (see Tables 2 and 3 and Figs. 4A, 5A, 6B, and 7B). Effects of phenylephrine injection alone and phenylephrine injection coupled with PVN stimulation were assessed by comparing the firing rate before phenylephrine injection with the firing rate after phenylephrine injection (see Figs. 4B, 5B, 6A, 7A, and 8-10). Changes in magnitudes and directions of NTS neuronal responses to phenylephrine injection alone and to phenylephrine coupled with PVN stimulation constituted the basis for final classification of the NTS neuronal responses (i.e., inhibition or excitation) to phenylephrine injection coupled with PVN stimulation (see Tables 4 and 5).

The inhibition and excitation classified in Tables 4 and 5 are based on the following definitions. Inhibition included loss of firing or decreased firing rate. When phenylephrine injection was coupled with PVN stimulation, "complete" inhibition was defined by an inhibitory neuronal response in the NTS neurons that had an excitatory response when phenylephrine alone was given. "Partial" inhibition was defined by an attenuated excitatory response in neurons that had larger excitatory responses when phenylephrine injection was given alone. Excitation was defined by an increased rate of firing or by augmented responses. "Increased" firing was defined by an increased rate of NTS neuronal unit activity both when PVN stimulation was coupled with phenylephrine injection and when phenylephrine was given alone. An "augmented" response was defined by a larger increase in firing when PVN stimulation was coupled with phenylephrine injection than when phenylephrine injection was given alone.


    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Cardiovascular Effects

In protocol A, a series of intermittent short trains (0.1, 0.5, and 1 s, 250-300 µA) of PVN stimuli did not cause any changes in blood pressure or heart rate. This is consistent with our previous findings when similar stimulus parameters were used to stimulate the dorsomedial hypothalamus while unit recordings were made in the NTS in rabbits (6). Similarly, a series of intermittent short (0.5 s) trains of stimuli with reduced current intensity (80-100 µA) used in protocol B did not lead to any noticeable blood pressure or heart rate changes.

Phenylephrine bolus injections (50 µg/kg) induced an average of ~35 mmHg increase in mean arterial pressure with an ~30 beat/min bradycardia (Table 1). The pressor responses lasted ~5-7 min. The time windows of the rising phase and peak changes of blood pressure induced by phenylephrine were usually within 2 min after a bolus injection and were associated with the maximum changes in neuronal firing in the NTS (Fig. 1).

                              
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Table 1.   Baseline levels and changes induced by intravenous phenylephrine in blood pressure and heart rate



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Fig. 1.   Time course of changes in blood pressure (top) and neuronal firing in 2 cells in the nucleus of the solitary tract (NTS; middle and bottom; bin width 240 ms) after an intravenous injection of phenylephrine. For this and Figs. 4-10, large arrowheads point to time when bolus injection of phenylephrine (50 µg/kg) was given via marginal ear vein.

Neuronal Responses in the NTS

Unit recordings were made in a total of 107 NTS neurons in the intermediate NTS near the obex (Fig. 2). Recording protocol A was used in 27 neurons. Recording protocol B was used in 86 neurons. The recordings were mostly made in the medial and commissural NTS.


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Fig. 2.   Schematic drawings depicting locations of single-unit recordings made in NTS. Coronal sections are based on rabbit brain atlas by Shek et al. (30). Rostrocaudal levels in mm are referenced to obex. Neuronal responses to phenylephrine injection and paraventricular nucleus (PVN) stimulation are illustrated in A and B, respectively. Each symbol (arrowhead or asterisk) represents 1 or more neurons. AP, area postrema; CUN, nucleus cuneatus; GR, nucleus gracilis; TS, tractus solitarius; X (DVN), nucleus dorsalis vagi; XII, nucleus hypoglossi.

Protocol A. Stimulating sites in the PVN (Fig. 3) led most commonly to an inhibitory response. Among the 21 NTS neurons that responded to PVN stimulation, 16 (76%) were inhibited. Phenylephrine injection caused more excitatory NTS responses (17 neurons) than inhibitory responses (7 neurons) among the 24 neurons that responded to phenylephrine injection (Table 2). Neurons excited by phenylephrine were usually also inhibited by PVN stimulation (Fig. 4). Less commonly, PVN stimulation excited NTS neurons that were inhibited by phenylephrine (Fig. 5).


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Fig. 3.   Schematic drawing of locations of stimulating electrodes in hypothalamus. Numbers preceded by A refer to distances (in mm) anterior to bregma. star , Sites of electrical stimulation. AM, amygdala; F, fornix; OT, tractus opticus; 3, third ventricule.


                              
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Table 2.   Protocol A: effects of PVN stimulation alone or phenylephrine injection alone on NTS neuronal firing



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Fig. 4.   Peri-event time histogram of firing activity of an NTS neuron that was inhibited by electrical stimulation of PVN (A) and excited by an intravenous bolus injection of phenylephrine (B). A is an averaged response based on summation of 7 electrical stimuli (300 µA, 0.5-ms pulse, 100 Hz, 1-s train). Bin width is 25 ms in A and 30 ms in B. For this and Figs. 5-9, small arrowheads indicate onset (on left) and offset (on right) of electrical stimuli delivered to PVN.



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Fig. 5.   Peri-event time histogram of firing activity of an NTS neuron that was excited by electrical stimulation of PVN (A) and inhibited by an intravenous bolus injection of phenylephrine (B). Summation is 8 times (300 µA, 0.5-ms pulse, 100 Hz, 1-s train) in A. Bin width is 30 ms in both A and B.

Protocol B. PVN stimulation usually led to an inhibitory response in the NTS neurons during concurrent phenylephrine injection (Table 3). The pattern of excitatory responses to phenylephrine alone and inhibitory effects of PVN stimulation (Fig. 6) replicated the pattern in protocol A; however, excitation by PVN stimulation and inhibition by phenylephrine injection were seen more often, from a larger neuronal pool, in protocol B than A (Fig. 7).

                              
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Table 3.   Protocol B: effects of PVN stimulation superimposed on phenylephrine injection on NTS neuronal firing



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Fig. 6.   Peri-event time histogram of firing activity of an NTS neuron that was excited by an intravenous bolus injection of phenylephrine (A) and inhibited by electrical stimulation of PVN with reduced current intensity (B). Summation is 7 times (100 µA, 0.5-ms pulse, 100 Hz, 0.5-s train) in B. Bin width is 90 ms in A and 10 ms in B.



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Fig. 7.   Peri-event time histogram of firing activity of an NTS neuron that was inhibited by an intravenous bolus injection of phenylephrine (A) and excited by electrical stimulation of PVN with reduced current intensity (B). Summation is 40 times (100 µA, 0.5-ms pulse, 100 Hz, 0.5-s train) in B. Bin width is 90 ms in A and 3 ms in B.

The inhibitory effects of PVN stimulation occurred at similar amounts of stimulus summation (Figs. 4A and 6B), despite different current intensities (300 µA in protocol A vs. 100 µA in protocol B). Results using different orders of PVN stimulation and phenylephrine were similar (Table 2, Figs. 4 and 5 vs. Table 3, Figs. 6 and 7).

When phenylephrine injection was coupled with PVN stimulation, more NTS neuronal inhibition and less excitation occurred than with phenylephrine alone (Table 4). Similar patterns of response were evident regardless of the order of phenylephrine injection (Table 5). Note that Tables 4 and 5 describe effects of phenylephrine injections in contrast to Tables 2 and 3, which summarize effects of PVN stimulation. Both the excitatory (Fig. 8) and the inhibitory (Fig. 9) effects of phenylephrine injection on NTS neuronal firing were antagonized by PVN stimulation. Contingency analysis confirmed that among the possible combined effects of baroreceptor activation and PVN stimulation on an NTS neuron, a baroreceptor-mediated excitatory response is usually associated with an inhibitory response due to PVN stimulation. The reverse is true, though less often, for a baroreceptor-mediated inhibitory response in an NTS neuron.

                              
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Table 4.   Comparison of effects of phenylephrine injection alone and phenylephrine injection coupled with PVN stimulation on neuronal firing in the NTS


                              
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Table 5.   Order effects (group A vs. group B): comparison of the effects of phenylephrine injection alone and phenylephrine injection coupled with PVN stimulation in barosensitive NTS neurons



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Fig. 8.   Peri-event time histogram of the firing activity of an NTS neuron that was excited by an intravenous bolus injection of phenylephrine alone (A) and was inhibited when another intravenous bolus injection of phenylephrine was coupled with a series of intermittent electrical stimulation of PVN (B; 100 µA, 0.5-ms pulse, 100 Hz, 0.5-s train, 2-s interval). Bin width is 90 ms in both A and B.



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Fig. 9.   Peri-event time histogram of firing activity of an NTS neuron that was inhibited by an intravenous bolus injection of phenylephrine alone (A) and was excited when another intravenous bolus injection of phenylephrine was coupled with a series of intermittent electrical stimulation of PVN (B; 100 µA, 0.5-ms pulse, 100 Hz, 0.5-s train, 2-s interval). Bin width is 120 ms in both A and B.

Control experiments showed that neither the peripheral cardiovascular effects nor NTS neuronal responses (Fig. 10) changed significantly in magnitude in response to repeated phenylephrine injections.


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Fig. 10.   Peri-event time histogram of firing activity of an NTS neuron that was excited by repeated intravenous bolus injections of phenylephrine alone (A and B). Bin width is 180 ms in both A and B.


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

The NTS is a highly complex structure that integrates a variety of visceral sensory inputs and involves many putative neurotransmitters and modulators (2). The sources of descending innervation to the NTS are also multiple, including structures in the hypothalamus, amygdala, pons, and midbrain (22, 27, 28). NTS neurons are also neurophysiologically heterogeneous (25). Therefore, it is not surprising that various patterns of interaction between PVN stimulation and baroreceptor activation can be seen.

In general, the present findings indicate that NTS neurons react in opposite directions to barosensory activation and to descending hypothalamic input from the PVN. PVN stimulation usually yields inhibitory effects on firing of NTS barosensitive neurons, both in the resting state (protocol A) and during phenylephrine-induced baroreceptor activation (protocol B).

In both NTS recording protocols, baroreceptor activation elicited by phenylephrine injection led to a primarily excitatory neuronal response in the NTS, and PVN stimulation suppressed these responses. Less commonly, NTS neurons that were inhibited by baroreceptor stimulation were excited by PVN stimulation. These inhibitory interactions are consistent with the hypothesis that the suppression of baroreflex-cardiac responses during stimulation of the PVN can occur via modulation of neuronal firing within the NTS.

Phasic suppression of the baroreflex maintains elevated heart rate and cardiac output in behavioral states such as "fight or flight" reactions and isotonic exercise. The findings in the present study are consistent with our previous study, in which suppression of the cardiac component of baroreflex was observed when the aortic depressor nerve and the PVN were stimulated simultaneously (9). The present neurophysiological findings indicating NTS involvement in PVN-mediated baroreflex suppression are in agreement with recent neurochemical studies (3, 24).

Functional characterization of PVN-NTS pathways in modulation of the baroreflex has been limited. An NTS extracellular recording study in rats by Kannan and Yamashita (18) reported a predominantly excitatory response to electrical stimulation of the PVN; PVN stimulation led to a depressor response in rats (31). Kannan et al. (17) reported increased sympathetic outflow elicited by PVN stimulation in a later study.

Kannan and Yamashita (18) reported that 20 (7 excitation and 13 inhibition) barosensitive neurons out of 81 tested neurons responded to PVN stimulation in rats, whereas in the present study of rabbits the majority of the NTS neurons was barosensitive (about two-thirds excited, one-third inhibited). The higher percentage of barosensitive neurons in the present study made it possible to conduct a contingency analysis to assess the interaction between PVN stimulation and baroreceptor activation.

The percentage of NTS neurons inhibited by intravenous phenylephrine injection in the present study was found to be similar to our previous NTS recording study involving stimulation of the hypothalamic defense area (the posterior dorsomedial hypothalamus) (6). There were more neurons that were inhibited by phenylephrine injection and excited by PVN stimulation in the present study (Table 3). Recording in the NTS with superimposed hypothalamic stimulation during peripheral barosensory activation was a novel attempt in the present study. It revealed that in addition to those neurons that were excited by barosensory activation and inhibited by PVN stimulation, there were also neurons in the NTS that were inhibited by barosensory activation and excited by PVN stimulation. This latter pattern of interaction between hypothalamic defense area stimulation and barosensory activation has not been clearly identified previously. Although this does not appear to be a dominant pattern of interaction, it indicates that there are multiple mechanisms mediating the integration of descending and ascending inputs at the barosensitive neurons in the NTS.

Electrical stimulation of the PVN in rabbits elicits a pressor response, tachycardia, and suppression of the cardiac component of arterial baroreflex (9). Numerous other studies in rats and cats, using electrical or chemical stimulation of the PVN, have reported increases in blood pressure, heart rate, or both (4, 11, 16, 19, 26), as well as suppression of the heart rate component of the arterial baroreflex (3, 24).

Perspectives

Suppression of the baroreflex is considered a cardiovascular hallmark of the defense reaction (5, 14). The present findings therefore are consistent with the hypothesis that the PVN contributes to the neurocirculatory components of the defense reaction (9). The findings in the present study, along with those from a previous PVN study (9), reveal a cardiovascular profile that resembles the one found in studies of the perifornical area, an established hypothalamic defense area in cats (1) and rats (15), and the dorsomedial hypothalamus, a recently identified hypothalamic defense area in rabbits (7, 8, 10). Our hypothesis that the PVN is involved with the defense reaction contradicts the earlier view that excluded the role of the PVN (1, 15). We propose that the PVN may participate in a serial or parallel manner with the perifornical structures in mediating the defense reaction. The present study, along with others (3, 24), provides evidence that the increased sympathetic outflow associated with activation of the PVN involves suppressed baroreflexes. This suppression is mediated, in part, via mechanisms in the NTS. The cardiovascular outcome as a result of PVN activation appears to be in line with some of the other functions associated with the PVN. For example, PVN-mediated vasopressin release into the periphery may act in concert with its central effects. These peripheral and central effects contribute to the maintenance of a cardiovascular profile that supports a wide range of motor activities such as eating, exercise, and the defense reaction.


    ACKNOWLEDGEMENTS

We thank Dr. David Jacobowitz of National Institute of Mental Health for providing histological processing apparatus. We also thank Dr. Graeme Eisenhofer for help with the rabbit study protocol.


    FOOTNOTES

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.

Address for reprint requests and other correspondence: Y.-F. Duan, 701 W. Pratt St. 4th Floor, Dept. of Psychiatry, Univ. of Maryland, Baltimore, MD 21201 (E-mail: yduan001{at}umaryland.edu).

Received 5 February 1998; accepted in final form 13 April 1999.


    REFERENCES
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

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