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Department of Medical Psychology, University of Munich Medical School, D-80336 Munich, Germany
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ABSTRACT |
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With use of a conditioning paradigm, the
ability of six squirrel monkeys to distinguish between 10 pairs of
enantiomers, i.e., odorants that are identical except for chirality,
was investigated. As a group, the animals were only able to
discriminate between the optical isomers of
-pinene,
carvone, limonene, and fenchone, whereas they failed to distinguish
between the (+) and (
) forms of
-citronellol,
menthol, rose oxide, 2-butanol,
-terpineol, and
camphor. With use of a triple forced-choice procedure, 10 human
subjects were tested for their ability to discriminate between the same
enantiomeric odor pairs in parallel and, with the exception of
fenchone, showed a very similar pattern of performance compared with
the squirrel monkeys. These findings support the assumption that human
and nonhuman primates may share common principles of odor quality
perception. Furthermore, the results suggest that, in both species,
enantioselective molecular odor receptors may only exist for some, but
not all volatile enantiomers and thus that chiral recognition of
odorants is not a general phenomenon, but may be restricted to some substances.
olfaction; odor discrimination; enantiomers; chirality; nonhuman primates
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INTRODUCTION |
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CHIRAL RECOGNITION OF ligands is a fundamental feature of biological systems (11). The ability to distinguish a molecular structure from its mirror image plays an important role in fields such as drug effectiveness (4), insect chemical communication (25), and taste perception (33). The optical isomers of pharmacologically active compounds are frequently characterized by different physiological activities and different toxicological risks and side effects. Specific enantiomers often appear as insect pheromone-active compounds (35), and chiral substances such as L-amino acids have been shown to generally elicit bitter taste sensations, whereas the D-enantiomers are mostly sweet (33).
A variety of volatile optical isomers have also been described as having different odor qualities and/or different odor intensities for humans (29, 30). This should not be surprising given that the first event in odor perception is the interaction of an odor molecule with an olfactory receptor (10). As olfactory receptors have been identified as proteins, i.e., chiral molecules (2), this interaction should also be enantioselective, meaning that odor receptors should react differently with the two enantiomeric forms of a chiral odorant, leading to differences in perceived odor intensity and/or quality (31). However, there are also reports of identically smelling enantiomeric odor pairs (37) that seem inconsistent with the assumption that optically active olfactory receptors should be enantioselective. The situation is even more complicated by findings of chiral isomers in which one form has a distinct odor quality, whereas the other form is odorless (36).
Most of the human studies reporting qualitative differences between
enantiomers have employed odor profiling or scaling procedures that are
presumed to be particularly susceptible to cognitive influences (5).
Only few studies, on the other hand, have directly tested the
discriminability of (+) and (
) forms of such odorants, although
this method not only avoids the disadvantages of poor resolution and
semantic ambiguity (3), but is also applicable to nonhuman species.
Given the possible importance of enantioselectivity for our understanding of the molecular mechanisms underlying the interaction between odor stimulus and olfactory receptor and the possibility to draw conclusions as to the nature and generality of odor structure-activity relationships across species, we decided to test the ability of squirrel monkeys and human subjects to distinguish between 10 pairs of enantiomers. Substances were chosen on the basis of earlier studies that reported qualitative attributes of antipodes to range from "identical" to "very different" (30), allowing us to present odor pairs presumed to differ in their degrees of perceptual similarity and thus discriminability.
Thus the aims of this study are twofold: 1) to provide first data on the olfactory discrimination ability of squirrel monkeys for enantiomeric odor pairs, and 2) by testing a group of human subjects in parallel, to assess whether human and nonhuman primates share common principles of odor quality perception.
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MATERIALS AND METHODS |
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Animals. Testing was carried out using two adult female and four adult male squirrel monkeys (Saimiri sciureus) maintained as part of an established breeding colony. All animals had served as subjects in previous olfactory experiments and were completely familiar with the basic test procedure (13, 18-23). The colony was housed in a double enclosure made up of a 23-m3 home cage joined to a 7-m3 test cage by two tunnels that could be closed by sliding doors to allow the temporary separation of animals for individual testing. Animals were provided with marmoset pellets (Ssniff, Soest, Germany), fresh fruit, vegetables, and water ad libitum.
The experiments reported here comply with the Guide for the Care and Use of Laboratory Animals (National Institutes of Health publication no. 86-23, revised 1985) and also with current German laws.
Behavioral test. In a task designed to
simulate olfactory-guided foraging, opaque 1.5-ml Eppendorf flip-top
reagent cups were equipped with absorbent paper strips (35 × 7 mm; Sugi, Kettenbach, Germany) impregnated with 10 µl of an odorant
signaling either that they contained a peanut food reward (S+) or that
they did not (S
). The odor strips were attached to the vials by
cutting a slit in each strip and slipping it over the flip-up lid,
which was connected to the vial by a narrow band. Eighteen such cups, nine positive and nine negative, were inserted in pseudorandom order in
holes along the horizontal bars of a climbing frame in such a way that
some effort was required for the animals to remove them. The frame was
mounted to one of the enclosure walls and consisted of a 2.5-m vertical
pole (40 mm diameter) fitted with seven cross bars (20 mm diameter) 30 cm apart, the middle three of which extended 50 cm to either side and
were equipped with conically bored holes to hold the cups (13).
In each test trial, each monkey was allowed 1 min to harvest as many baited cups from the frame as possible. Five such trials were conducted per animal per session, and usually two sessions were conducted per day. Cups were used only once, and the odorized strips were prepared fresh at the start of each session.
In all experiments, three animals were trained to associate the (+)
form of a given substance as the rewarded stimulus, and the other three
animals were trained to associate the (
) form of the same
substance as the rewarded stimulus (see Table 1). To allow an animal to
build a robust association between a given odor and its significance as
rewarded stimulus, each monkey received 10 sessions of five 1-min
trials, using lavender oil as unrewarded stimulus. Subsequently, each
animal received eight sessions of five 1-min trials with the familiar
antipode as rewarded stimulus versus the unfamiliar antipode as
unrewarded stimulus. To prevent the more challenging conditions leading
to extinction or to a decline in the animals' motivation, the eight
sessions of critical trials were subdivided into two blocks of four
sessions each and interspersed with two sessions of trials using
lavender as S
again.
Human subjects. Ten healthy, unpaid volunteers (7 females and 3 males), 23-38 yr of age, participated in the study. All were nonsmokers, and none had any history of olfactory dysfunction. All subjects had previously served in olfactory tests and were familiar with the basic test procedure. They were informed as to the aim of the experiment and provided written consent. The study was performed in accordance with the Declaration of Helsinki/Hong Kong.
Test procedure. A 40-ml aliquot of each odorant was presented in a 250-ml polyethylene squeeze bottle equipped with a flip-up spout that for testing was fitted with a custom-made Teflon nosepiece. Subjects were instructed as to the manner of sampling and at the start of the first session were allowed time to familiarize themselves with the bottles and the sampling technique. Care was taken that the nosepiece was only a short distance (1-2 cm) from the nasal septum during sampling of an odorant to allow the stimulus to enter both nostrils.
In a forced-choice triangular test procedure, subjects were asked to compare three bottles and identify the one containing the odd stimulus. Additionally, after each decision subjects were asked whether their choice was predominantly based on perceived differences in odor quality or on perceived differences in odor intensity. Each bottle could be sampled two times, with an interstimulus interval of at least 10 s. Sampling duration was restricted to 1 s per presentation to minimize adaptation effects. The sequence of presenting the stimulus pairs was systematically varied between sessions and individual subjects while taking care to avoid successive presentations of the same combinations and while systematically varying the order in which the stimuli were sampled. The presentation of a given substance as an odd or even stimulus was balanced within and between sessions. Approximately 30 s were allowed between trials, and no feedback regarding the correctness of the subjects' choice was given.
Ten different stimulus pairs, the same ones as for the squirrel monkeys, were presented two times per session so as to give a total of 20 judgments. Testing was repeated in four more sessions, each 1-3 days apart, enabling 10 judgements per stimulus pair and panelist to be collected.
Odorants. A set of 21 odorants was
used (Table 1). All substances had a
nominal purity of at least 99%. They were diluted using diethyl
phthalate (Merck) as the solvent. The enantiomers of a given pair were
presented at equal concentrations. In an attempt to ensure that the
different enantiomeric odor pairs were of approximately equal strength
when presented on the absorbent paper strips, intensity matching was
performed by a panel using freshly prepared strips impregnated with 10 µl of an 8.7 g/l solution of isoamyl acetate as the standard and
adopting a standardized psychophysical procedure (1). This was chosen
1) because this odorant and
concentration had been successfully used in previous studies (18, 19,
23) and 2) to provide odor
concentrations that could be reliably detected by the animals but weak
enough to prevent contamination of the test cage and to force the
animals to sniff closely.
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Likewise, in an attempt to ensure that the different enantiomeric odor pairs were of approximately equal strength when presented in squeeze bottles, intensity matching was performed by a panel using a 8.7 g/l solution of isoamyl acetate as the standard and adopting a standardized psychophysical procedure (1). Because the mode of presentation of odorants differed between squirrel monkeys (absorbent paper strips, i.e., an open system allowing odorants to diffuse freely) and humans (squeeze bottles, i.e., a closed system allowing odorants to build an equilibrium in the headspace), the concentrations used for the two species differed for some of the odorants (Table 1).
Data analysis. In assessing performance of the squirrel monkeys, only cups inspected by the animals were scored. For each individual, the percentage of correct choices from the last six test sessions was calculated. Correct choices consisted of animals both correctly rejecting negative cups by failing to open or remove them and in identifying positive cups by removing and opening them to obtain the food reward. Conversely, errors consisted of animals opening or removing negative cups or failing to remove and open positive cups.
Significance levels for both squirrel monkeys and human subjects were determined by calculating binomial z scores corrected for continuity (34) from the number of correct and false responses for each individual and condition.
Comparisons across tasks were made using Friedman's two-way ANOVA. When ANOVA detected differences between tasks, this was then followed by pairwise Wilcoxon's signed-rank tests for related samples to evaluate which tasks were responsible.
Correlations between the across-task patterns of performance of human subjects and squirrel monkeys were evaluated using Spearman's rank correlation coefficient and tested for significance by computing t values (34). All tests were two tailed, and the alpha level was set at 0.05. All data are reported as means ± SD.
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RESULTS |
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Squirrel monkeys. Figure
1 summarizes the mean performance of the
squirrel monkeys in discriminating between the 10 enantiomeric odor
pairs. As a group, the animals were only able to discriminate between
the optical isomers of limonene, carvone,
-pinene,
and fenchone, whereas they failed to distinguish between the (+) and (
) forms of
-citronellol, menthol, rose
oxide, 2-butanol,
-terpineol, and camphor.
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In the majority of tasks, all six animals either succeeded (limonene
and
-pinene) or failed (rose oxide, 2-butanol,
-terpineol, and camphor) to significantly
discriminate between the antipodes of a given substance, and thus
interindividual variability in these tasks was low and generally
<20% between the highest- and lowest-scoring animal (see SDs in Fig.
1). In the remaining tasks, either one (carvone and fenchone) or three
(
-citronellol and menthol) out of six animals,
respectively, failed to distinguish between the optical isomers of a
given substance, and accordingly interindividual variability in these
tasks was high (see SDs in Fig. 1). However, ANOVA detected significant
differences in the animals' performance between tasks (Friedman's
test, P < 0.001), and subsequent
pairwise tests revealed that the enantiomers of limonene and
-pinene were significantly less difficult to
discriminate compared with the other tasks (Wilcoxon's test,
P < 0.05).
At the individual level, the best animal was able to significantly
distinguish 6 out of 10 enantiomeric odor pairs, whereas the
poorest-forming animal failed to do so with seven of the tasks. Nevertheless, the across-task patterns of performance were generally quite similar among animals, with all six subjects scoring better with
limonene,
-pinene, and fenchone than with rose
oxide, 2-butanol,
-terpineol, and camphor.
Human subjects. Figure
2 shows the mean performance of the human
subjects in discriminating among the 10 enantiomeric odor pairs. As a
group, the human subjects were only able to discriminate between the
optical isomers of limonene, carvone, and
-pinene, whereas they failed to distinguish between the (+) and (
) forms of the seven other substances.
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Interindividual variability was high, particularly in tasks that were
not significantly discriminated at the group level (see SDs in Fig. 2).
However, ANOVA detected significant differences in the group's
performance between tasks (Friedman, P < 0.001), and subsequent pairwise tests revealed that the enantiomers
of fenchone,
-citronellol, menthol, rose oxide,
2-butanol,
-terpineol, and camphor were
significantly more difficult to discriminate compared with limonene,
carvone, and
-pinene (Wilcoxon,
P < 0.01). Accordingly, between 5 and 9 out of 10 subjects failed to significantly distinguish between
the antipodes of the former group of substances, whereas only 1 out of
10 subjects, respectively, was unable to discriminate the enantiomers
of the latter group of substances.
At the individual level, the best panelists were able to significantly
distinguish 6 out of 10 enantiomeric odor pairs, whereas the poorest
performing subject failed to do so with all tasks but two.
Nevertheless, the across-task patterns of performance were very similar
between subjects, with all individuals scoring better with limonene,
carvone, and
-pinene compared with the other tasks.
Between-species comparisons. A
comparison of the across-task patterns of performance between squirrel
monkeys and human subjects reveals striking similarities between the
two species (see Figs. 1 and 2). Both in human and nonhuman primates,
the discrimination of the enantiomers of limonene, carvone, and
-pinene yielded the highest scores, and the
discrimination of the antipodes of rose oxide, 2-butanol,
-terpineol, and camphor resulted in the lowest
scores. Thus the across-task patterns of discrimination performance of
squirrel monkeys and human subjects correlated significantly
(Spearman's rank correlation coefficient,
rs = 0.81, P < 0.01).
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DISCUSSION |
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The results of this study demonstrate 1) that the ability of both human and nonhuman primates to discriminate between enantiomeric odor pairs is substance specific and thus not a generalizable phenomenon, and 2) that squirrel monkeys showed a very similar across-task pattern of discrimination performance compared with human subjects.
Our finding of substance specificity in chiral odor discrimination is
in line with earlier reports that assigned verbal descriptors to
optical antipodes (see Table 1) (30) as well as with the few studies so
far that employed discrimination procedures to assess the ability of
humans to detect differences between enantiomeric odor pairs (6, 12,
15, 16). It is interesting to note, however, that several of our
results and findings of other authors who tested the discriminability
of enantiomers in humans are in contradiction with results of
descriptive studies. The antipodes of
-terpineol,
for example, have been assigned different verbal labels (see Table 1).
Nevertheless, squirrel monkeys and human subjects both failed to
discriminate between this pair of chiral odorants. The same discrepancy
between the results of descriptive studies and our, as well as other,
discrimination studies can be found with the enantiomers of menthol,
-pinene,
-citronellol, and rose
oxide (see Table 1 and Figs. 1 and 2). This suggests that
discrimination procedures might be more reliable to assess qualitative
differences between odorants compared with descriptive methods with
their inherent problem of semantic ambiguity.
Numerous studies have shown that chirality is often essential for the
specificity of pheromone perception in insects (e.g., 24, 25, 35, 39).
Only few studies, on the other hand, have assessed discrepant
enantiomer effects in nonhuman vertebrates. Müller-Schwarze et
al. (28) reported that black-tailed deer showed slightly stronger
behavioral responses to the (
) form of "deer lactone," the
main component of this species' tarsal gland secretion, compared with
the (+) form. More recently, Heth et al. (9) assessed the behavior of
mole rats near pairs of enantiomeric compounds in two-choice tests. The
results indicated that mole rats respond differentially to odors of the
enantiomers of carvone, citronellol, and fenchone. However, the authors
could not determine whether indifference to or anosmia for one of the
antipodes of a given odor pair accounted for the observed differences
in behavior.
In our study, we can exclude the possibility that an inability to perceive an odorant might have contributed to discrimination performance. None of the human subjects reported a lack of odor sensation with any given odor stimulus, and all of our squirrel monkeys not only readily learned within two sessions to correctly assign a given enantiomer as rewarded stimulus when tested against lavender, but they were also clearly able to do so when tested against an odorless control (unpublished data).
Although the possibility that differences in perceived odor intensity might have contributed to the ability of both species to discriminate between some of the enantiomeric odor pairs tested cannot be ruled out completely, this seems quite unlikely as the reliability of our intensity-matching procedure was confirmed by the fact that, during the critical discrimination tasks, >90% of the human subjects' decisions were reported to be based on perceived differences in odor quality rather than odor intensity (see Test procedure). Furthermore, the comparatively few instances in which perceived differences in odor intensity were reported seem to reflect a subject's difficulty to discriminate at all, as error rates in such cases tended to be higher compared with the regular case of reported differences in odor quality.
In an earlier study (21), we could show that the discrimination scores
of our squirrel monkeys remained quite stable even when the
concentration of the S
was one order of magnitude higher or
lower than the concentration matched to the S+. Therefore, we believe
the discrimination scores of both species to reflect the ability of
their olfactory systems to distinguish between the odor qualities of
the (+) and (
) forms of limonene, carvone,
-pinene, and, in the squirrel monkeys, of fenchone.
Our finding of a high degree of conformity in the across-task patterns of performance between squirrel monkeys and human subjects in discriminating enantiomeric odor pairs is in agreement with earlier reports of striking similiarities in the relative discrimination abilities of these two species with aliphatic esters (19), carboxylic acids (23), and artificial odor mixtures (21). This suggests that the conformity in relative performance found between the two species in the present study is not restricted to the particular set of odorants tested here but may represent a more generalizable phenomenon that holds true for a larger part or even the whole spectrum of odors. Thus our findings lend support to the assumption that closely related species, such as, for example, human and nonhuman primates, might have a larger proportion of molecular odor receptors in common compared with phylogenetically more distant species (14). However, honeybees have also been shown to score better with limonene and carvone than with menthol when tested for their ability to discriminate between the antipodes of these substances (R. Menzel, personal communication), and thus insects seem to display a similar pattern of relative discrimination performance compared with primates.
A final aspect of the present study is the finding that no
generalizable conclusions can be drawn from our data as to odor structure-activity relationships, which would allow us to predict whether or not a given pair of enantiomers can be olfactorily discriminated. However, it was apparent that two of the substances whose optical isomers were significantly distinguished by both species
(carvone and limonene) share a propenyl group at the chiral center, and
thus it would be worthwhile to include other enantiomeric odor pairs
that show this structural feature in future studies of olfactory
discrimination performance. Our finding that the antipodes of
-pinene were also discriminable despite their lack of a propenyl group, on the contrary, illustrates that the presence or
absence of a certain functional group at the chiral carbon atom is not
a sufficient predictor of enantioselectivity. Similarly, membership of
a certain chemical class is not a predictor of whether or not the
antipodes of a substance are discriminable as, for example, carvone,
fenchone, and camphor are all carbonyl compounds but differ
significantly in their discriminability (see Figs. 1 and 2).
A more biological approach trying to explain why some enantiomeric odor
pairs were discriminated whereas others were not is that
enantioselectivity of the primate or perhaps even all olfactory systems
may be restricted to substances for which both optical isomers are
widely present in our natural odor world. There is accumulating
evidence that the mammalian olfactory system, analogous to the immune
system, may be capable of increasing the expression of molecular
receptors that are responsive to a given odorant after repeated
exposure to this stimulus (32, 38). Thus it might be that chiral
odorants, for which only one of their antipodes is naturally occurring,
cannot be discriminated from their mirror images due to a lack of an
appropriate enantioselective receptor. Analytical studies of essential
oils (17, 27) and fruit flavors (8, 26) showed that the relative
amounts found with the optical isomers of a chiral substance can vary
widely. With menthol, for example, the
laevo form is prevailing in all
essential oils containing this compound, whereas the
dextro form is only found in trace amounts (7). Carvone,
-pinene, and limonene, on the
other hand, are widely distributed with both their enantiomeric forms, although in different ratios, in a large variety of plant extracts (17,
27). Our finding that the optical isomers of the latter three
substances were discriminable for both species, whereas those of
menthol were not supports the hypothesis that a widespread occurrence
of both enantiomeric forms of a substance in our odorous environment
might be a prerequisite for the ability to distinguish between these.
However, to further corroborate this hypothesis it is clearly important
to include other enantiomeric odor pairs in studies of olfactory
discrimination performance and to compare these findings with the
natural occurrence and distribution of such substances.
So far, the results of the present study provide evidence that the ability of squirrel monkeys and humans to discriminate between enantiomeric odor pairs is substance specific and thus support the assumption that enantioselective molecular odor receptors may only exist for some but not all volatile enantiomers. Furthermore, they suggest that human and nonhuman primates may share common principles of odor quality perception.
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ACKNOWLEDGEMENTS |
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We thank panelists for willingness to participate in this study and the Deutsche Forschungsgemeinschaft for financial support (La 635/6-2).
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FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.
Address for reprint requests and other correspondence: M. Laska, Dept. of Medical Psychology, Univ. of Munich Medical School, Goethestr. 31, D-80336 Munich, Germany (E-mail: Laska{at}imp.med.uni-muenchen.de).
Received 9 April 1999; accepted in final form 25 June 1999.
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