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Am J Physiol Regul Integr Comp Physiol 279: R2208-R2213, 2000;
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Vol. 279, Issue 6, R2208-R2213, December 2000

Cardiorespiratory interactions during resistive load breathing

Pascale Calabrese1, Helene Perrault2, Tuan Pham Dinh3, Andre Eberhard3, and Gila Benchetrit1

1 Laboratoire de Physiologie Respiratoire Expérimentale, Théorique et Appliquée, Université Joseph Fourier, 38700 La Tronche, France; 2 Department of Physical Education, McGill University, Montreal, Canada, H2W 1S4; and 3 Laboratoire de Modélisation et Calcul, Université Joseph Fourier, BP 53X, 38041 Cedex, Grenoble, France


    ABSTRACT
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ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

The addition to the respiratory system of a resistive load results in breathing pattern changes and in negative intrathoracic pressure increases. The aim of this study was to use resistive load breathing as a stimulus to the cardiorespiratory interaction and to examine the extent of the changes in heart rate variability (HRV) and respiratory sinus arrhythmia (RSA) in relation to the breathing pattern changes. HRV and RSA were studied in seven healthy subjects where four resistive loads were applied in a random order during the breath and 8-min recording made in each condition. The HRV spectral power components were computed from the R-R interval sequences, and the RSA amplitude and phase were computed from the sinusoid fitting the instantaneous heart rate within each breath. Adding resistive loads resulted in 1) increasing respiratory period, 2) unchanging heart rate, and 3) increasing HRV and changing RSA characteristics. HRV and RSA characteristics are linearly correlated to the respiratory period. These modifications appear to be linked to load-induced changes in the respiratory period in each individual, because HRV and RSA characteristics are similar at a respiratory period obtained either by loading or by imposed frequency breathing. The present results are discussed with regard to the importance of the breathing cycle duration in these cardiorespiratory interactions, suggesting that these interactions may depend on the time necessary for activation and dissipation of neurotransmitters involved in RSA.

heart rate variability; respiratory sinus arrhythmia; human subject; individuality of ventilatory pattern


    INTRODUCTION
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ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

EVIDENCE OF THE INFLUENCE of baroreceptor stimulation on respiratory sinus arrhythmia (RSA) was documented in 1936 by Anrep et al. (2), who measured inspiratory and expiratory R-R intervals in anesthetized dogs during pressure increase produced by infusions of epinephrine. They observed that 1) at low arterial pressures there were no differences in inspiratory and expiratory R-R interval and no sinus arrhythmia, 2) at higher pressures the inspiratory R-R interval remained constant, whereas the expiratory R-R interval increased and sinus arrhythmia developed, and 3) at the highest pressures similar results as in the first point were again observed. These results were taken to suggest a modulatory role of the arterial baroreflex in the generation of sinus arrhythmia. Some forty years later, Eckberg and Orshan (9) further characterized the modulatory role of arterial baroreflex in the RSA phenomenon in humans using briefly applied neck suction during both the inspiratory and expiratory phases of respiration to explore the relationship between breathing phase and the responsiveness of vagal cardiac motoneurons to baroreceptor stimulation. Results showed that moderate (30 mmHg) neck suction applied during expiration induced greater R-R interval prolongation than when applied during inspiration, indicating that cardiac vagal motoneurons become refractory to baroreceptor input during inspiration. Intense (60 mmHg) neck suction, however, provoked similar R-R interval lengthening during expiration and inspiration. Thus inspiration reduces the sinus node responses to moderate, but not intense, baroreflex stimulation. In agreement with observations using carotid sinus nerve stimulation in animals (7, 14, 15), these results suggest that inspiration interferes with the ability of baroreceptors to stimulate vagal motoneurons but that this influence is limited inasmuch as intense baroreceptor stimuli can overcome the inspiratory inhibition of vagal firing.

Breathing under resistive loading increases negative intrathoracic pressure, the pressure gradient across the aortic wall and aortic dimension (16), as well as the aortic baroreceptor firing (1). The addition of a resistive load can thus be considered as increasing within-respiratory cycle arterial baroreceptor stimulation (4, 18). It is well known, however, that under resistive loading, the breathing pattern is changed resulting in an increase in respiratory period and tidal volume (VT), the magnitude of these depending on the load (6, 19). The influence of the respiratory pattern on heart rate variability (HRV) and RSA has been clearly demonstrated: the magnitude of the increase in RSA has been shown to depend on the respiratory period and VT (13), and a marked influence of the breathing parameters on both the low-frequency and respiratory frequency components of the R-R power spectra has been reported (5). On the other hand, load-compensating mechanisms exhibit a great interindividual variability (3, 6) as do other factors producing changes in RSA (11). To take account of these potentially interreacting parameters, fixed-pace resistive breathing was used (4) where no within- or between-individual variations in breathing pattern were allowed in response to the addition of loads, and it was concluded that the absolute magnitude of RSA was increased by breathing against resistances, whereas the extent of transfer through the arterial baroreflex was reduced. It is therefore possible that factors other than the arterial baroreflex made an important contribution to the modification of the RSA response under resistive breathing.

The hypothesis in this study was that the changes in HRV induced by the resistive loading may be explained by the negative intrathoracic pressure and the resulting changes in baroreceptor activity and/or by the changes in the breathing pattern. This may be tested by adding resistive loads to induce changes in HRV and in breathing pattern. If the changes in HRV appear to parallel the changes in the breathing pattern, the role of the breathing pattern may be evaluated by comparing HRV at a given breathing rate, obtained either by resistive loading or by frequency-imposed breathing.

This was achieved by analyzing changes in the breathing pattern and in HRV in healthy human subjects by using both spectral and breath-by-breath R-R interval analyses to quantify the RSA changes at four different resistive loads accessed throughout the entire breathing cycle.


    METHODS
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ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Subjects. Seven healthy volunteers recruited from among the laboratory staff and graduate students (means ± SD height: 168.4 ± 11.0 cm; weight: 63.9 ± 13.0 kg) between 19 and 55 yr of age (mean 31.7 ± 15.0 yr) participated in the study. Informed consent was obtained from all subjects. The experimental protocol was examined and approved by the Institutional Ethics Review Board.

Experimental protocol. Subjects were comfortably seated and wore a face mask on which was mounted a flowmeter (Fleish head no. 1) and a differential pressure transducer (163PC01D36, Micro Switch). Mouth pressure was measured with another differential pressure transducer (142PC01D, Micro Switch). The mask was checked for leaks before initiating recording, using an infrared CO2 analyzer (Engström Eliza/Eliza MC). End-tidal CO2 (FETCO2) was measured continuously using the same apparatus, and an electrocardiographic trace (ECG) was obtained for the whole recording period.

A series of 8-min recordings were obtained, with no resistive load (R0) or in the presence of one of four levels of resistive load (R1,..., R4) applied throughout the entire breathing cycle in random order. Resistive loading was created by connecting a tube containing increasing thickness of scouring pads to the end of the face mask and flowmeter setup. The apparatus dead space including the flowmeter and resistance-applying unit remained under 40 ml. For each recording, the value of the resistance was calculated using a mouth pressure-flow plot on a breath-by-breath basis throughout the entire recording. Mean resistance values computed for the seven subjects were R0 = 0.76 ± 0.02 (apparatus resistance), R1 = 3.25 ± 0.16, R2 = 5.24 ± 0.30, R3 = 8.25 ± 0.37, and R4 = 12.51 ± 0.63 cmH2O · l-1 · s. Data acquisition was started within a few minutes of addition of resistance.

HRV data analysis. The acquisition of the data was performed on a Macintosh microcomputer equipped with an analog-to-digital interface card. Sampling rate was 256 Hz. To calculate the respiratory period (TTOT) and VT, and to study HRV and RSA, a breath-by-breath analysis was performed of all recordings (involving an average of 50 breaths/recording). The ECG signal was processed, and the R-R interval series were extracted and displayed on the computer screen to verify that the signal exhibited no noticeable trend and to show possible errors. Means ± SD of the R-R intervals were calculated for each recording. R-R intervals were interpolated linearly at 0.25-s intervals to obtain equidistant time samples, and power spectral analysis was performed using a recording length of at least 1,024 sample data points. A fast Fourier Transform procedure was applied to obtain the low- (LF: 0.04-0.15 Hz) and high-frequency (HF: 0.15-0.40 Hz) spectral power components. For each recording, a restricted respiratory frequency power component identified as the respiratory centered frequency (RCF) component was also calculated, using the frequency range corresponding to ±10% of the respiratory rate averaged over the entire recording (17).

A more specific analysis of RSA was performed using a breath-by-breath HRV analysis (17). To quantify the extent of within-respiratory cycle RSA, a sinusoid is calculated, fitting to the changes in instantaneous heart rate within the respiratory cycle (Fig. 1). Its amplitude, which may be considered as the maximum heart rate within each breath, is used as a measure of the magnitude of RSA. The instant of occurrence of this maximum is expressed either as a fraction of breath duration (phase) or in seconds (delay). Average amplitude, phase, and delay values over several breaths are then calculated for each recording.


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Fig. 1.   Example of recording with a resistive load of 5.48 cmH2O · l-1 · s and the sinusoid fitted to breath-by-breath changes in instantaneous heart rate. ECG, electrocardiogram.

Statistical analyses. Values are expressed as means ± SD. Mean comparison of R-R interval, respiratory period, and R-R interval spectral frequency components in response to resistive load breathing was achieved using a one-way ANOVA. The coefficient of variation of R-R interval and respiratory period were compared using Kruskal-Wallis test.


    RESULTS
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ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Effect of respiratory resistive loading on HRV and RSA. Applying resistive loads throughout the entire breath results in lengthening of respiratory period and increases in VT with, however, no noticeable changes in FETCO2. Table 1 shows mean values and mean coefficients of variation of both TTOT and R-R interval calculated over the seven subjects. The mean respiratory period can be seen to increase with increasing load while variability remains unchanged. In contrast, the mean R-R interval remains unchanged with increasing load, whereas the variability observed at the highest resistive load is double that for unloaded breathing. A significant main treatment effect observed was that increasing resistive loads resulted in significant increases in all spectral power components (Table 1). However, the increase in LF compared with that in HF at R3 and R4 may be explained by the low corresponding breathing frequencies that are in the LF rather than the HF domain. At low breathing rates (<= 0.15 Hz), the changes in the RCF spectral component are a better reflection of changes in respiratory-related R-R variability than those in the HF component.

                              
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Table 1.   HRV during resistive loading: respiratory period, R-R interval, and spectral analysis of R-R interval series

Figure 2 represents HRV expressed as the coefficient of variation of R-R interval plotted versus TTOT for all loads in all subjects. The coefficient of linear correlation calculated over these data is significantly different from zero (r = 0.510, P < 0.01).


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Fig. 2.   Coefficient of variation of R-R interval versus respiratory period (TTOT) for all 7 subjects for no resistive load and the four levels of resistive loads.

RSA amplitude, phase, and delay versus TTOT for all subjects and for the five conditions are represented in Fig. 3. Each point is a mean value for each recording of amplitude, phase, and delay calculated from the sinusoid fitted to the changes in the instantaneous heart rate within each breath. Both amplitude (r = 0.479, P < 0.01) and phase (r = -0.705, P < 0.001) are linearly correlated to TTOT, and therefore the delay-TTOT regression is quadratic (r = 0.666, P < 0.001). It may be noted that according to this parabolic fit, the maximum value of the delay is reached for a TTOT of 7.52 s.


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Fig. 3.   Amplitude (top), phase (middle), and delay (bottom) versus TTOT plotted for all 7 subjects. Amplitude, phase, and delay are calculated breath-by-breath from the sinusoid fitted to the instantaneous heart rate. Each point is a mean value calculated over all breaths at each load. Amplitude is expressed as a fraction of mean heart rate, phase as a fraction of TTOT, and delay in seconds.

Comparison of HRV and RSA for a given breathing rate with and without resistive loading. To examine whether changes in HRV and RSA during loaded breathing can be attributed to the accompanying fall in breathing frequency, further recordings were performed on another group of participants. The first of two sets of 8-min airflow and ECG recordings was obtained with a breathing resistance, whereas the second was obtained with the subject breathing at an imposed rate namely fixed at a frequency equivalent to that observed during the loaded breathing condition. Two levels of resistance were applied: R2 = 4.56 and R4 = 12.23 cmH2O · l-1 · s. The corresponding imposed respiratory rates were provided by an auditory cue during the nonloaded breathing conditions. The FETCO2 was checked and instruction was given to increase or decrease the VT such that the FETCO2 value remained constant. Means ± SD of TTOT, R-R interval, and VT obtained for resistive loading R2 and R4 and the equivalent imposed breathing frequencies F2 and F4 are shown in Fig. 4 for each subject. Results of paired t-test comparisons indicated no significant differences as between loaded and imposed breathing frequency conditions. Table 2 shows results of the spectral and breath-by-breath HRV analysis performed on these data. Comparisons revealed no significant differences either in any of the HRV spectral components (paired t-test) or in the amplitude or phase (paired Wilcoxon-test).


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Fig. 4.   Mean ± SD of R-R interval (bottom), tidal volume (VT, middle), and TTOT (top) at resistive load (R2 and R4) on y-axis and corresponding imposed frequency (F2 and F4) on x-axis. Identity lines are drawn for each graph. Comparison between loaded and imposed breathing frequency conditions were achieved by using paired t-test for R-R interval (P = 0.733 for R2-F2 and P = 0.777 for R4-F4), TTOT (P = 0.895 for R2-F2 and P = 0.468 for R4-F4), and VT (P = 0.217 for R2-F2 and P = 0.111 for R4-F4).


                              
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Table 2.   Spectral and breath-by-breath analysis of HRV and RSA at given breathing rates with and without resistive loading


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Results of the present study show that adding resistive loads throughout the entire breathing cycle resulted in an increase in HRV and RSA with the mean R-R interval remaining unchanged.

The increase in HRV and RSA appears to be linearly correlated to the increase in respiratory period in response to resistive loading. An important additional observation here is that there were no significant differences between HRV and RSA for a given subject breathing at an equivalent frequency obtained by resistive loading or imposed breathing frequency.

The observed increase in RSA could probably be accounted for by either increases in intrathoracic pressure and the ensuing stimulation of baroreceptors or changes in the respiratory pattern following resistive loading. Changes in intrathoracic pressure can produce both oscillations in arterial blood pressure, which are sensed by carotid sinus and aortic baroreceptors, and fluctuations in cardiac filling sensed by cardiac baroreceptors. Indeed, by using graded levels of phenylephrine and nitroprusside infusions in human subjects to respectively increase and decrease arterial pressure (10), RSA was found to be slight at low levels of baroreceptor stimulation but to increase asymptotically with higher levels.

According to Seals et al. (18), adding a resistive load to the inspiratory part of the respiratory cycle would "(i) greatly exaggerate the negative intrathoracic pressure changes at any given lung volume during voluntary inspiration, producing a significant decrease in systemic arterial pressure and (ii) markedly increase central respiratory motor output." These authors observed that the major effect of applying increased inspiratory resistance (of 20 cmH2O · l-1 · s) was to cause the arterial blood pressure to fall significantly during early inspiration. In our experiments, resistive loads were added throughout the entire breath, leading to changes in mouth pressure, which reached its nadir at about -6 cmH2O for the highest added resistance R4 (12.51 cmH2O · l-1 · s), compared with under -1 cmH2O for R0 (0.76 cmH2O · l-1 · s). It may be argued that, in the present study, the resistive load applied was insufficient to alter baroreceptor input to cardiac motoneurons, because a similar RSA amplitude (as well as HF and RCF power components) was observed for both loaded and nonloaded breathing at an equivalent breathing frequency. An alternative explanation might, in agreement with other findings (4), be that the marked within-respiratory cycle arterial blood pressure oscillations are not the predominant factor involved in the changes in RSA. There is strong evidence (8) that respiration modulates autonomic outflow by interfering with the ability of baroreceptor inputs to influence the activity of autonomic motoneurons. It has been reported that the effect of lung inflation itself can suppress or mask baroreceptor influences in the intact human (10, 18). Changes in sympathetic and/or vagal outflow during quiet breathing may thus be due to respiration itself rather than to arterial pressure changes accompanying respiration.

Changes in respiratory pattern are well known to influence RSA. Whereas the average R-R interval remains unchanged over a wide range of breathing frequencies, an increase in RSA is observed with increasing respiratory period and/or VT (5, 13) even where these latter increases are passive (11). In agreement with these previous observations, our results show that HRV and RSA increase with the longer respiratory period induced by resistive loading, whereas the mean R-R interval duration remains unchanged (Table 1).

The greater RSA amplitude reached for higher values of TTOT may be explained by the fact that a sufficient lapse of time exists for expiratory cholinergic influences to be dissipated, resulting in a lower residual vagal tone and thus a greater heart rate response, hence leading to an unchanged mean R-R interval associated with an increased HRV and RSA. On the other hand, with shorter TTOT, the effects of cholinergic influences released during expiration may persist, limiting the extent of the residual vagal release and ensuing increase in heart rate, leading again to an unchanged mean R-R interval but associated now with a lower HRV and RSA.

In conclusion, this study on the effect of resistive load breathing on cardiorespiratory interactions shows that these interactions and particularly the changes in RSA are strongly dependent on the changes in the breathing pattern resulting from ventilatory load-compensatory mechanisms.

Perspectives

Fluctuations of R-R intervals or heart rates are used widely as indexes of the level of autonomic traffic to the heart. If these fluctuations are to be taken as valid noninvasive indexes of autonomic neural traffic, they then should reflect such traffic faithfully and should not be influenced importantly by respiratory-autonomic interactions unrelated to net neural outflow.

Given the major influence of breathing pattern on HRV, one possible strategy may be to quantify the effect of breathing pattern changes and possibly to "subtract" this effect.

In our study, there was a linear relationship between HRV and TTOT and also between RSA characteristics and TTOT. On the other hand, there were no significant differences in HRV and RSA characteristics between control and loaded conditions at the same breathing frequency. These results are also in favor of the important influence of the breathing pattern in HRV. They also suggest that an individual or a generic HRV-TTOT or RSA characteristic-TTOT may be established, which can be used as an estimation of the TTOT effect. Changes in TTOT may be obtained either by imposed breathing frequency, which depends on voluntary control of breathing, or by resistive loading, which involves ventilatory compensating mechanisms.


    ACKNOWLEDGEMENTS

We gratefully acknowledge the technical assistance of Angélique Brouta.


    FOOTNOTES

Address for reprint requests and other correspondence: G. Benchetrit, PRETA-TIMC, UMR CNRS 5525, Faculté de Médecine de Grenoble, Université Joseph Fourier, 38700 La Tronche, France (E-mail: gila.benchetrit{at}imag.fr).

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Received 1 March 2000; accepted in final form 7 August 2000.


    REFERENCES
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

1.   Angell-James, JE. The effects of changes in extramural, "intrathoracic", pressure on aortic arch baroreceptors. J Physiol (Lond) 214: 89-103, 1971[Abstract/Free Full Text].

2.  Anrep GV, Pascual W, and Rossler R. Respiratory variations of the heart rate 1. The reflex mechanism of respiratory arrhythmia. Proc Roy Soc (London Ser) B: 119-230, 1936.

3.   Axen, K, Sperber Haas S, Haas F, Gaudino D, and Haas A. Ventilatory adjustments during sustained mechanical loading in conscious humans. J Appl Physiol 55: 1211-1218, 1983[Abstract/Free Full Text].

4.   Blaber, AP, and Hughson RL. Cardiorespiratory interactions during fixed-pace resistive breathing. J Appl Physiol 80: 1618-1626, 1996[Abstract/Free Full Text].

5.   Brown, TE, Beightol LA, Koh J, and Eckberg DL. Important influence of respiration on human R-R interval power spectra is largely ignored. J Appl Physiol 75: 2310-2317, 1993[Abstract/Free Full Text].

6.   Calabrese, P, Pham Dinh T, Eberhard A, Bachy JP, and Benchetrit G. Effects of resistive loading on the pattern of breathing. Respir Physiol 113: 167-179, 1998[ISI][Medline].

7.   Daly DeBurgh, M. Central integration of respiratory and autonomic functions. In: Peripheral Arterial Chemoreceptors and Respiratory-Cardiovascular Integration. Oxford: Clarendon, 1997, p. 244-265.

8.   Eckberg, DL. Respiratory sinus arrhythmia and other human cardiovascular neural periodicities. In: Regulation of Breathing (2nd ed.), edited by Dempsey JA, and Pack AI.. New York: Dekker, 1995, p. 669-740.

9.   Eckberg, DL, and Orshan CR. Respiratory and baroreceptor reflex interactions in man. J Clin Invest 59: 780-785, 1977.

10.   Eckberg, DL, Rea RF, and Andersson OK. Baroreflex modulation of sympathetic activity and sympathetic neurotransmitters in humans. Acta Physiol Scand 133: 221-231, 1988[ISI][Medline].

11.   Grossman, P, and Kollai M. Respiratory sinus arrhythmia, cardiac vagal tone, and respiration: within- and between-individual relations. Psychophysiology 30: 486-495, 1993[ISI][Medline].

12.   Haggenmiller, C, Baumert JH, Adt M, and Frey AW. Modulation of respiratory sinus arrhythmia by breathing pattern. Clin Sci (Colch) 91, Suppl: 40-42, 1996.

13.   Hirsch, JA, and Bishop B. Respiratory sinus arrhythmia in humans: how breathing pattern modulates heart rate. Am J Physiol Heart Circ Physiol 241: H620-H629, 1981[Abstract/Free Full Text].

14.   Koepchen, HP, Lux HD, and Wagner PH. Untersuchungen über Zeitbedarf und Zentrale Verarbeitung des pressoreceptorischen Herzreflexex. Pflügers Arch 273: 413-430, 1961.

15.   Koepchen, HP, Wagner PH, and Lux HD. Über die Zusammenhänge zwischen zentraler Erregbarkeit, reflektorischem Tonus und Atemrhythmus bei der Nervösen Steuerung der Herzfrequenz. Pflügers Arch 273: 443-465, 1961.

16.   Peters, J, Kindred MK, and Robotham JL. Transient analysis of cardiopulmonary interactions. I. Diastolic events. J Appl Physiol 64: 1506-1517, 1988[Abstract/Free Full Text].

17.   Pham Dinh, T, Perrault H, Calabrese P, Eberhard A, and Benchetrit G. Statistical method for detection and quantification of respiratory sinus arrhythmia. IEEE Trans Biomed Eng 46: 1161-1165, 1999[ISI][Medline].

18.   Seals, DR, Suwarno O, Joyner MJ, Iber C, Copeland JG, and Dempsey JA. Respiratory modulation of muscle sympathetic nerve activity in intact and lung denervated humans. Circ Res 72: 440-454, 1993[Abstract/Free Full Text].

19.   Zechman, FW, Hall FG, and Hull WE. Effects of graded resistance to tracheal airflow in man. J Appl Physiol 10: 356-362, 1957[Abstract/Free Full Text].


Am J Physiol Regul Integr Comp Physiol 279(6):R2208-R2213
0363-6119/00 $5.00 Copyright © 2000 the American Physiological Society



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