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COMPLEX FUNCTION OF THE CENTRAL NERVOUS SYSTEM, SLEEP AND LOCOMOTION
Department of Biological Sciences, Stanford University, Stanford, California 94305-5020
Submitted 25 November 2003 ; accepted in final form 6 February 2004
| ABSTRACT |
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circadian; Phodopus sungorus; sleep deprivation; electroencephalographic delta power
A variety of approaches has been used to determine the relative contributions of circadian and sleep homeostatic processes to sleep regulation. Lesion studies in animals demonstrated that an intact suprachiasmatic nucleus (SCN) is not required for the homeostatic regulation of sleep (17, 34, 48, 50). In humans, forced desynchrony protocols established that most aspects of sleep were affected both by sleep-dependent and circadian influences, with the exception of SWA. Changes in SWA were found to be driven exclusively by the sleep-wake distribution, with little or no circadian contribution (14, 15). These and other observations contributed to the notion that the circadian and the homeostatic regulation of sleep are independent but interacting processes.
Each of these approaches has some potential drawbacks. In a forced desynchrony protocol, subjects have to adhere to a longer (or shorter) than normal (i.e., 28 or 20 h instead of 24 h) sleep-wake schedule for multiple days, allowing sleep to occur at all circadian phases while time spent awake is kept constant. This protocol is challenging to administer, especially in animals (47), and relies on mathematically educing the influences of an intact circadian system on sleep. In addition, wake duration is kept constant precluding the direct assessment of the relationship between time spent awake and SWA or sleep duration. Surgical ablation of the SCN, the central circadian pacemaker in mammals (33), damages adjacent tissue, and loss of circadian rhythms also has secondary effects that could potentially confound the results. For example, SCN lesions alter hormone levels (4, 29, 42) that may affect sleep independently of any changes in circadian regulation (e.g., 52). Alternatively, circadian clock function can be disrupted with targeted gene mutations aimed at the canonical circadian clock genes such as Clock, Bmal1, Period, and Cryptochrome genes (37). With this approach, loss of gene function is, however, present in all tissues throughout development, not just in the adult SCN. Furthermore, because most circadian clock genes are expressed throughout the body (32) and are most likely pleiotropic in function (25), they can be expected to affect other regulatory systems. In fact, studies in transgenic mice and Drosophila do suggest that circadian clock genes may be directly involved in sleep homeostasis independent of their role in generating circadian rhythms (35, 43, 44, 55).
An alternative approach to assess the circadian contribution to sleep homeostasis that does not have the above mentioned drawbacks is to study sleep in intact animals rendered arrhythmic by a phase shift of the light/dark (LD) cycle. Siberian hamsters (Phodopus sungorus) can be made arrhythmic by a phase shift of the LD cycle (41) or in response to two consecutive light pulses at night (45), despite continued maintenance in an LD cycle. When hamsters are exposed to a 5-h phase shift of the LD cycle, some retain circadian rhythms and reentrain to the new LD cycle, some maintain circadian rhythmicity but fail to reentrain and free run through the new LD cycle, and some become arrhythmic (41). The latter condition is reversible because rhythmicity is sometimes restored spontaneously or by subjecting hamsters to a period of constant darkness (40, 41). Arrhythmic Siberian hamsters, therefore, provide a unique model system to study homeostatic regulation of sleep in intact animals that lack overt circadian rhythms in physiological measures and behavior (45), especially because both sleep (710, 12) and circadian rhythms (23, 24, 3842) have been intensively studied in this species. We evaluated homeostatic responses to sleep deprivations of varying duration in animals that either became arrhythmic or maintained rhythmicity and reentrained to the new LD cycle under the same LD conditions.
| MATERIALS AND METHODS |
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2 periodogram analysis and visual inspection of the actograms (ClockLab, Actimetrics, Evanston, IL) to confirm presence or absence of circadian organization. Entrainment of locomotor activity was verified during the 7 days preceding the phase shift. On the next day, the LD cycle was phase delayed by 5 h via an extension of the light phase, and activity rhythms were monitored for 2 mo after the phase shift (41). Animals were considered arrhythmic if no significant rhythms were detected by the periodogram analysis and if no LD masking of activity was observed. Surgery. Entrained (n = 6) and arrhythmic (n = 5) hamsters were anesthetized with injectable anesthetic [a combination of ketamine (21.0 mg/ml), xylazine (2.4 mg/ml), and acepromazine (0.3 mg/ml)] delivered intraperitoneally at a dose of 0.34 ml/100 g body mass. EEG implant and surgery were as described (21). Briefly, two stainless steel screws were placed through the skull over the right cerebral hemisphere to serve as EEG electrodes. Two other screws were placed over the left hemisphere and used as anchor screws. Two insulated stainless steel wires inserted into two neck muscles served as electromyography (EMG) electrodes. The electrodes, which were soldered onto the recording leads before implantation, and the anchor screws were cemented to the skull. The sutured skin was treated with Nitrofurazone powder and animals recovered for 2 wk before recordings were initiated.
Sleep recording protocol. Sleep was recorded from four hamsters simultaneously in 7-day recording sessions. During sleep recordings, hamsters were housed individually, given cotton nesting material, and provided with food and water ad libitum. Hamsters were held in 16:8 LD cycle during the first 5 days of sleep recording and in constant darkness (DD) during the last 2 days. Hamsters were connected to recording cables under light halothane vapor anesthesia and allowed to acclimate to the recording conditions for 2 days before sleep recordings began.
Hamsters were connected to a Grass 7 polygraph through a counterbalanced swivel that allowed free movement of the hamster about the cage without undue strain on the skull implant. Unihemispheric, frontal-parietal EEG potentials were filtered (high pass 0.3 Hz, low pass 35 Hz; 1/2 max, 6 dB/octave), digitized (100 Hz), and stored on a personal computer. The EEG signals were subjected to spectral analysis (Fast-Hartley transformation; 51) over subsequent 10-s epochs. The EMG signals were full-wave rectified, integrated, and stored as one value per 10-s epoch along with the EEG spectra. The original EMG signal was also digitized (at 100 Hz) and stored.
Each recording session consisted of a baseline day and two sleep deprivations (SD; 6 and 2 h in duration; counterbalanced order), each of which was followed by an undisturbed recovery day. The time of lights-on was defined as Zeitgeber time 0 (ZT0) and lights-off as ZT16. Both SDs ended at ZT6, allowing for comparison of recovery sleep at the same (circadian) time of day; i.e., the 6-h SD (SD6) began at ZT0, whereas the 2-h SD (SD2) started at ZT4. Hamsters were sleep deprived by gentle handling. Nesting material was removed and new material was added and hamsters were given food (sunflower seeds and mouse chow) and were occasionally stroked with a soft brush or the side of the cage was tapped to arouse them if necessary. EEG and EMG were recorded throughout the SD and were used to determine whether hamsters were awake or falling asleep during the SD protocols, along with visual observation of the animals. After the recovery day after the second SD, hamsters were kept in DD for 2 days. Under DD conditions, sleep recordings from one arrhythmic and two entrained hamsters could no longer be used due to degradation of signal quality and sample sizes reduced to n = 4 for both the entrained and arrhythmic group. All procedures were approved by the Stanford University Animal Care and Use Committee.
Analysis of sleep. The digitized EEG and EMG records were visually inspected, and epochs with artifacts were removed from analysis. Vigilance states were scored based on EEG and EMG signals using an algorithm that has been shown to agree with visual scoring by >90% in mice and in adult and neonatal rats (2, 18, 53). Scoring accuracy of the algorithm was verified by visual inspection. Hourly values were calculated for time spent awake, in rapid eye movement sleep (REMS), in non-rapid eye movement sleep (NREMS), and mean SWA (0.54.0 Hz) in NREMS. SWA was normalized to the 24-h mean NREMS SWA in baseline for each animal. NREMS bouts were calculated according to previously published criteria (27). In short, an NREMS bout started with a first 10-s epoch scored as NREMS and lasted until three consecutive 10-s epochs of either wakefulness or REM sleep were encountered.
Statistics. All main effects of factors "arrhythmic/entrained," "time," and "condition" (i.e.: baseline, SD2, SD6, and DD) on SWA and vigilance states (NREMS, REMS, wakefulness) were analyzed by one- or two-way ANOVA, with repeated measures where appropriate. Whenever main effects reached significance levels (P < 0.05), post hoc Fisher's protected least-significant difference tests were performed to further evaluate differences between the levels of the factors analyzed. Regression analysis quantified the relation between prior sleep time (ZT14-ZT6) and peak SWA at ZT6, the first hour of recovery sleep after SD. Analysis of covariance used this covariate ("prior sleep-time") of SWA at ZT6 against the factor "arrhythmic/entrained." SWA and vigilance state distributions during recovery from the 2- and 6-h SDs were compared with each other and to time-matched baseline values, starting at the first hour of recovery after the sleep deprivations (ZT6) using two-sided paired t-tests. SWA values at sleep onset after SD at ZT6 were also compared with SWA at sleep onset under baseline conditions (ZT1).
| RESULTS |
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2 test; n = 6; Fig. 1). In contrast, no significant circadian rhythmicity could be detected in hamsters that became arrhythmic (n = 5, Fig. 1). The lack of any activity in the 24-h period range also demonstrates that the LD cycle did not affect or "mask" locomotor activity in arrhythmic hamsters.
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Entrained hamsters showed a strong daily rhythm in REMS, not only in absolute terms (Table 1, Fig. 2) but also in its contribution to total sleep time (TST). REMS as a percentage of TST was greater during the second half of the light period than it was in the first half or in the dark period (11.9 ± 0.8% vs. 9.5 ± 0.7% and 9.1 ± 0.6%, respectively; P < 0.05, post hoc Fisher's). In arrhythmic hamsters, REMS (%TST) did not vary across the day and the average daily percentage (12.5 ± 0.5%) was similar to that reached in the latter half of the light period in entrained hamsters.
Taken together, sleep across the 24-h day in arrhythmic hamsters was similar to that of entrained animals during the light period (Table 1) with the exception of the initial high SWA and low REMS values immediately after the nocturnal active period in the entrained hamsters. Because of the absence of this active period, arrhythmic hamsters spent significantly more time (1.5 h) asleep during the 24-h baseline recording than entrained hamsters (69.4 ± 1.6 vs. 62.8 ± 1.6%, P < 0.05; Table 1).
Baseline recordings under DD conditions. Recording sleep in DD removes possible direct effects of light ("masking") on sleep in the entrained hamsters. Arrhythmic hamsters remained arrhythmic in DD, and entrained hamsters retained circadian rhythms in DD (Fig. 3). As under LD conditions, in the entrained hamsters, amounts of NREMS were higher during the subjective light period than the subjective dark period (57.6 ± 1.8 vs. 45.2 ± 2.5%, respectively, P < 0.05), and, conversely, wakefulness was lower during the subjective light period than the subjective dark period (32.8 ± 3.9 vs. 47.5 ± 4.3%, respectively, P < 0.05). Maximal amounts of wakefulness were again obtained in the 2 h immediately preceding the onset of the main sleep period. Sleep onset was characterized by increased NREMS and high initial SWA equivalent to the values obtained under LD conditions. The comparison between sleep under LD and DD conditions did not provide evidence for masking in either arrhythmic or entrained hamsters as vigilance state distribution in the (subjective) light and dark periods did not differ between the two lighting schedules in either entrained or arrhythmic hamsters (Fig. 3). In entrained hamsters, SWA levels tended to be higher during the (subjective) light period in the DD condition compared with the LD condition (Fig. 3).
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Although SWA was significantly increased compared with baseline in the first hour of recovery after SD in both groups, lower values were reached in the arrhythmic hamsters after both 2- and 6-h SD (Fig. 4). After the 6-h SD, for arrhythmic hamsters, lower SWA values were also observed in subsequent hours of recovery (i.e., in addition to ZT6, also significant for ZT8, -11, -14, and -15; P < 0.05). The lower SWA values reached in the arrhythmic hamsters might be a consequence of the higher amounts of NREMS observed in this group immediately before and during the SD (see above and Fig. 4). To account for differences in prior sleep-wake history, the percentage waking during and immediately preceding the SD (i.e., from ZT22 to ZT6) was introduced as a cofactor into an ANCOVA model with factor group ("entrained/arrhythmic") and with the level of SWA reached after the SD as the response variable. The regression of time spent awake (between ZT22 and ZT6) against SWA levels reached after the 6-h SD (at ZT6) was significant (P < 0.001, R2 = 0.73; Fig. 5). This analysis indicates that the decreased wakefulness of the arrhythmic hamsters accounted for the smaller increase in SWA observed after SD. Significant differences in the response to SD were no longer present once the difference in prior wakefulness between entrained and arrhythmic hamsters was accounted for (P > 0.21, ANCOVA). Homeostatic responses to both 2- and 6-h SDs appeared unaltered in arrhythmic hamsters as SWA responded similarly to prior sleep-wake history in both entrained and arrhythmic hamsters (Fig. 5).
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| DISCUSSION |
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In concurrence with this study, no change in sleep homeostasis was observed in animals rendered arrhythmic by ablation of the SCN. In the ablation studies, SD was followed by increased SWA and a higher prevalence of deeper stages of NREMS that were comparable to intact animals (17, 48, 50). Thus our results suggest that the secondary effects of lesions aimed at the SCN (see introduction) do not seem to significantly affect the homeostatic regulation of sleep.
One of the more prominent differences between the two groups of hamsters was found in baseline conditions where arrhythmic hamsters slept
1.5 h more than rhythmic ones over a 24-h period. Together with the findings that NREMS in arrhythmic hamsters was, on average, more consolidated and that they were more difficult to keep awake during SD, these observations could be taken as evidence that sleep need is increased in the absence of circadian rhythmicity. However, when challenged with an SD, the homeostatic response in SWA and NREMS amount during recovery did not differ between the two groups of hamsters. This indicates that by itself the amount of sleep obtained under baseline conditions does not reflect the level at which sleep is homeostatically regulated. In squirrel monkeys rendered arrhythmic by lesioning the SCN (SCNx) increases in sleep time have also been observed (17). These results gave rise to the view that an SCN-dependent process actively facilitates the initiation and maintenance of wakefulness specifically (16, 17). Increases in sleep time in SCNx animals can thus be seen as a mere consequence of a lack of wake promotion. Lesioning the SCN in rats and mice is, however, not accompanied by an overall change in sleep duration (26, 34, 48, 50).
In intact animals, sleep need that accumulates during the nocturnal period of consolidated wakefulness is manifested early in the subsequent rest period by initial high levels of SWA and NREMS and by increased NREMS consolidation. As SCNx animals lack a distinct active period, high levels of sleep need are never reached under baseline conditions. As a consequence, SWA and sleep consolidation are, on average, lower in SCNx mice and rats (26, 34, 48, 50) and lighter stages of NREMS are more prevalent than in intact animals (17). Because sleep amount and consolidation in arrhythmic hamsters remained similar to daytime consolidated sleep in entrained hamsters, mean daily values for sleep amount and consolidation were significantly greater in arrhythmic than entrained hamsters. Thus sleep in arrhythmic hamsters differed from that in other rodents made arrhythmic through SCN lesions, in that mean 24-h values of sleep duration and NREMS consolidation were increased relative to controls. It remains to be determined, however, whether SCN lesions affect sleep in Siberian hamsters as they do in rats and mice to rule out potential species differences.
It should be emphasized that the SCN remains intact in arrhythmic hamsters, although we assume that it no longer provides rhythmic output. Output from the SCN is thought to directly drive the daily/circadian patterns in sleep-wake consolidation (3, 5, 6, 16, 17). Both in vitro and in vivo recordings demonstrate that the daily changes in spontaneous neuronal activity within the SCN correlate well with the daily changes in locomotor activity and sleep; e.g., in nocturnal rodents a high level of spontaneous SCN activity is associated with consolidated periods of inactivity and sleep during the rest phase (11, 30, 31, 56). Because sleep amount and consolidation in our arrhythmic hamsters were maintained at the levels reached during the rest phase in entrained hamsters, one could hypothesize that SCN activity should therefore also be maintained at the high levels typical for the rest period. If so, this may account for the increased duration and consolidation of NREM sleep observed in arrhythmic hamsters in the present study compared with the more fragmented sleep measured in SCNx mice and rats that lack SCN output altogether.
Siberian hamsters housed in short day lengths lose circadian organization in sleep, but that model of arrhythmicity is not directly comparable to the present one. Day length affects the distribution and consolidation of sleep and wakefulness and may induce arrhythmia in some sleep parameters. Siberian hamsters kept in short day lengths and at low ambient temperature display reduced amplitude or arrhythmia in diurnal rhythms of sleep time and SWA (8, 9, 12). Despite the observed changes in sleep-wake distribution between short and long day length conditions, daily sleep duration did not vary. Disruption or loss of circadian sleep rhythms induced by short day lengths does not, however, induce arrhythmia in other circadian rhythms. Siberian hamsters maintain coherent circadian rhythms in body temperature, melatonin, and locomotor activity despite loss of circadian sleep rhythms (8, 28). Hamsters housed in short day lengths also undergo dramatic changes in their physiology that sharply differentiate them from long-day hamsters. Thus sleep in arrhythmic hamsters in the present study cannot be directly compared with sleep in hamsters maintained in short day lengths that are partially arrhythmic because the hamsters in the present study are arrhythmic in all physiological measures determined thus far, i.e., sleep, body temperature, melatonin, and locomotor activity (41, 45), and therefore provide a good alternative to SCNx animal model.
The lack of modulation in the daily distribution of both activity and sleep in arrhythmic hamsters by the light-dark alternation (Figs. 1 and 2) together with the absence of a significant effect on the distribution of sleep under DD conditions in entrained hamsters (Fig. 3) demonstrates that ambient light does not directly affect these behaviors. In contrast, EEG SWA within NREMS during the subjective light period under DD seemed to be elevated compared with the levels reached during the prior light period. Similar observations have been made in rats (49) and are likely to reflect the direct inhibitory effect of ambient light on delta (14 Hz) oscillations of thalamocortical origin (36) thought to underlie EEG SWA (46).
Perspectives
Our findings underscore the notion that although circadian regulatory processes are key in timing sleep at the appropriate time of day, they do not seem to influence homeostatic regulatory aspects of sleep. Because of their unusual responses to shifts in the LD cycle, Siberian hamsters may provide a unique model system to further investigate mechanisms of circadian rhythm generation, entrainment to external stimuli, and coordination of circadian rhythms and other biological processes such as sleep.
| GRANTS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
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