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Am J Physiol Regul Integr Comp Physiol 287: R870-R877, 2004. First published June 3, 2004; doi:10.1152/ajpregu.00651.2003
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COMPARATIVE AND EVOLUTIONARY PHYSIOLOGY

Effect of fasting on the VO2-fh relationship in king penguins, Aptenodytes patagonicus

A. Fahlman,1 Y. Handrich,2 A. J. Woakes,1 C.-A. Bost,2 R. Holder,3 C. Duchamp,4 and P. J. Butler1

1School of Biosciences and 3School of Mathematics and Statistics, The University of Birmingham, Edgbaston, Birmingham B15 2TT, United Kingdom; 2Centre d'Ecologie et Physiologie Energétiques, CNRS, 67087 Strasbourg Cedex 02; and 4Physiologie des Régulations Energétiques, Cellulaires, et Moléculaires, CNRS-Université C. Bernard Lyon, F-69622 Villeurbanne Cedex, France

Submitted 7 November 2003 ; accepted in final form 2 June 2004


    ABSTRACT
 TOP
 ABSTRACT
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
King penguins (Aptenodytes patagonicus) may fast for up to 30 days during their breeding period. As such extended fasting may affect the relationship between the rate of O2 consumption (O2) and heart rate (fH), five male king penguins were exercised at various speeds on repeated occasions during a fasting period of 24–31 days. In addition, O2 and fH were measured in the same animals during rest in cold air and water (4°C). O2 and fH at rest and O2 during exercise decreased with fasting. There was a significant relation between O2 and fH (r2 = 0.56) that was improved by including speed, body mass (Mb), number of days fasting (t), and a cross term between fH and t (r2 = 0.92). It was concluded that there was a significant change in the O2-fH relationship with fasting during exercise. As t is measurable in the field and was shown to be significant and, therefore, a practical covariate, a regression equation for use when birds are ashore was obtained by removing speed and Mb. When this equation was used, predicted O2 was in good agreement with the observed data, with an overall error of 3.0%. There was no change in the O2-fH relationship in penguins at rest in water.

sea bird; exercise; heart rate technique; metabolic rate; body composition


THE USE OF HEART RATE (fh) to estimate metabolic rate in the field has recently received much attention (15, 18, 22, 29) and is based on the relationship between rate of O2 consumption (O2) and fH as formulated in the Fick equation for convection of O2 in the cardiovascular system (5). Unfortunately, it cannot always be assumed that the relationship between fH and O2 for a species remains the same under all conditions. The relationship may be affected by several factors, such as gender (15), type and level of activity (7, 29), physiological state (fasting, breeding, and molting) (15, 18), and seasonal changes (23).

In king penguins (Aptenodytes patagonicus), the relationship was significantly different between males returning from a foraging trip and males that had been on the nest with a chick for 14–17 days (15). It was postulated that this difference was the result of fasting when the animal was ashore and probably resulted from a change in body composition. Thus the aim of the present study was to test the hypothesis that the relationship between fH and O2 changes during fasting in king penguins. This was achieved by determining the O2-fH relationship at various levels of exercise on a treadmill at repeated intervals in five male king penguins during an extended fasting period. As the animals alternate periods ashore with periods at sea during the breeding period, resting O2 and fH were also determined in air and water for the same animals in a separate experiment.


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
Animals

Ethical approval for all procedures was granted by the Ethics Committee of the French Polar Research Institute and the Ministère de l'Environnement. We also carefully followed the requirements of the United Kingdom (Scientific Procedures) Act 1986, especially those set out by the Home Office in the Official Guidance on the Operation of the Act. As our benchmark, we followed guidance to researchers using similar methods in the United Kingdom.

The experiments were carried out on Possession Island (Crozet Archipelago 46°25' S, 51°45' E) over the austral summer 2002–2003. A total of five courting male king penguins were used in the experiments. Gender was determined by the song (24) and later confirmed by genetic analysis (Avian Biotech International, Truro, Cornwall, UK). All birds were caught directly on the beach, outside the breeding site, in early February at the beginning of courtship. Thus these animals were late breeders. At this stage in the courtship, mate choice had not been made, and the female immediately commenced courtship with other partners. The birds were caught in the afternoon on the day before the first experiment and were weighed. We used only birds with an initial mass >13.0 kg, a body mass known to allow male king penguins to fast for ≥1 mo while incubating the egg (17). The lengths of the flipper (Lflipper), bill (Lbill), and foot (Lfoot) were measured according to standard techniques (31). Repeated measurements of Lflipper, Lbill, and Lfoot were made to reduce measurement errors, and all measurements were made on the left side of the animal. A 0.3-ml blood sample from the brachial flipper vein was taken for gender determination. Each bird was fitted with a temporary plastic flipper band for recognition and placed in a wooden enclosure (3 x 3 m), where it was kept for the duration of the fasting period.

All experimental birds repeated a treadmill test five times (treadmill experiments) over a period of 24–31 days (including the 1st day of capture; Tables 1 and 2). Throughout the fasting period, the animals had no access to water other than from rainfall. Each bird had ≥3 and ≤9 days of rest before repeating the treadmill test, and the numbers of days of fasting before each test are summarized in Table 2. In addition, O2 and fH of each bird were measured in air and water (air/water experiment) during rest at 4°C twice throughout the fasting period (tests A and B). Body mass (Mb) was determined for each animal before each experiment (Table 2). The Mb values of the birds during tests A and B were 12.1 ± 0.6 (mean ± SD) and 10.4 ± 0.5 kg, respectively. The animals had fasted for 5–12 (10.0 ± 3.9) and 11–25 (22.6 ± 1.3) days before tests A and B, respectively.


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Table 1. Morphometry of king penguins used to determine O2-fH relationship during an extended period of fasting

 

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Table 2. Total number of days fasting for each male king penguin used to determine O2-fH relationship during the fasting period (tests) and mean Mb for each test

 
Mb of each bird was continuously monitored to detect any increase in the mass specific daily change in Mb (dMb/Mb·dt), a sign that the animal is entering a metabolic state of high protein breakdown, the so-called phase III of fasting, which is associated with a signal to refeed and abandon the egg (19, 27). At the transition between phases II and III, Mb decreases below a critical Mb (20). In the present study, the mean Mb on release was 7% above the critical Mb (Table 1) as defined by Gauthier-Clerc et al. (17), and no increase of dMb/Mb·dt was detected in any bird just before its release into the wild after completion of the experiment. Thus the birds were in phase I or phase II of fasting during the experiments.

Experimental Protocol

At the start of each test, the animal was fitted with an externally mounted heart rate data logger (HRDL) (33) placed in a protective plastic casing (30 x 36 x 12 mm, 28 g), as described by Froget et al. (15). The HRDL calculated and stored the average fH once per second.

After the HRDL was attached, the animal was placed in the respirometer, which was placed behind a curtain to prevent disturbance of the animal due to movement of the observer. A hole in the curtain allowed continuous observation of the penguin. The bird was allowed to rest in the respirometer for ≥1 h until stable O2 and CO2 production (CO2) readings were obtained over ≥20 min. Next, the penguin was walked on the treadmill, which was the floor of the respirometer, at 0.3, 0.7, 1.0, 1.5, and 1.8 km/h. The sequence of walking speeds was assigned at random between birds, but the sequence of speeds was the same within birds between tests. There was no attempt to walk the animals at their maximum sustainable speed. The animal walked at each speed until steady values for O2 and CO2 were obtained for ≥5 min, usually within 15–20 min after the animal started to walk. Each walking session at a given speed was separated by a period of rest, with the bird left undisturbed until O2 and CO2 had again reached resting values.

All tests were performed at the same time of the day and were completed before noon to avoid possible diurnal effects and to reduce the effect of the outside temperature on the temperature inside the respirometer.

Respirometry in the Treadmill Experiments

O2 and CO2 when the birds were on the treadmill were measured using a flow-through respirometer system similar to that used by Froget et al. (15) but with a few modifications.

The internal dimensions of the respirometer, including frame and Plexiglas box, were 80 x 46 x 86 cm (= 316 liters, length x width x height). The excurrent flow rate was ~80 l/min, and a subsample of this gas passed via a canister of anhydrous CaSO4 (W. A. Hammond Drierite, Xenia, OH) to a paramagnetic O2 and an infrared CO2 analyzer (Servomex 1440). The gas analyzers were calibrated before and after each experiment using pure N2, ambient air (20.9% O2), and 1% CO2 in N2 made up by a gas-mixing pump (model 2M301/a-F, Wösthoff, Bochum, Germany). The temperature and humidity inside and outside the box and the ambient pressure were measured using suitable sensors (Farnell Electronics). The ranges of these variables were 10.1–19.8°C, 31.9–100%, and 98.7–101.4 kPa, respectively. A solenoid valve (RS Component) switched between sampling excurrent and ambient gas to allow compensation due to any drift in the gas analyzers. The accuracy of the system was determined by N2-dilution tests (14), where N2 and CO2 were used as the dilution gas. These tests showed that the difference between the observed and expected values was within 2% and confirmed that the system was properly sealed. The time constant of the system was ~4 min, including the volume of the respirometer and the polyvinylchloride tubing to the analyzers. The time required to reach a 95% fractional transformation to a new steady state was computed to be 3.2 times the time constant, or ~13 min.

During an experiment, the output signals of the gas analyzers and flowmeters and the humidity, temperature, and pressure sensors were passed to a purpose-built signal conditioner. The processed signals were passed to a computer via an analog-to-digital converter (DAQ500 card, National Instruments). Data were sampled, displayed, and analyzed every 2 s using Lab VIEW 5.0 software (National Instruments, Austin, TX). All flows were corrected to standard temperature (273 K) and pressure (101.3 kPa) dry (STPD), and the data were saved to a file.

Respirometry in the Air/Water Experiments

Resting values of O2 with the birds in air or water were determined as described by Barré and Roussel (2) and Froget et al. (16). Briefly, the animal was placed in a plastic bucket in a thermostatic chamber and fitted with an opaque Plexiglas hood over the head. The hood attached to the lid, which covered the bucket, and the lid attached securely to the bucket. During all experiments, the bird rested while standing in the container in air or submerged in water. During submersion, water covered the animal from the feet to the neck.

A vacuum pump (Miniseco SV/SD 1000, Busch, Switzerland) was attached to the hood via a long section of polyvinylchloride tubing (~5 m), which created a flow of air through the hood of ~45–50 l/min. The flow was measured using a variable flowmeter (model S7530, Houdec) and corrected to STPD. A second vacuum pump (Miniport, KNF Neuberger, Freiburg, Germany) removed a subsample of the excurrent gas, which, once passed through a canister of drying agent (Drierite), was analyzed for O2 (model 1100, Servomex) and CO2 (model 1410B, Servomex) concentrations. The gas analyzers were calibrated before and after each experiment using ambient air (20.9% O2), pure N2, and 0.6% CO2 in N2 (Air Liquide, Alphagaz, Paris, France). Temperature and humidity of the excurrent gas were measured by a custom-built thermistor and hygrometer, respectively. A manual valve allowed switching between sampling excurrent and ambient gas to compensate for any drift in the gas analyzers.

During an experiment, data were sampled, displayed, and analyzed every 10 s on a computer using Labtech Notebook software. The birds were initially exposed to room air for 60 min and then submerged in water. For tests A and B, air temperatures were 4.6 ± 0.3°C and 3.7 ± 0.2°C, respectively. Stable values for O2 and CO2 in air were usually observed after ~20 min. The birds were then submerged in water at a mean temperature of 4.9 ± 0.6°C and 4.4 ± 0.5°C for tests A and B, respectively. Animals were submerged until steady values for O2 and CO2 were obtained for ≥20 min, and stable values were usually observed after 20–40 min. Body temperature (°C) was measured using a thermistor (accuracy ±0.2°C) that was placed ~50 cm into the esophagus, and the connecting lead was fixed with Tesa tape at the opening of the bill. Body temperatures in air and water were 37.7 ± 0.5°C and 36.9 ± 1.3°C, respectively. The animals were randomly assigned to start testing in the morning (0300–0600) or afternoon (1200–1400). All animals were held captive and were fasting between tests.

Data Assessment and Statistical Analysis

Values are means ± SD, unless otherwise stated. Student's t-test was used to compare the difference between the means of two populations. Analysis of variance (ANOVA) with Bonferroni's multiple comparison adjustments was used when more than two populations were compared. Kolmogorov-Smirnov and F-tests were used to check for normality and equality of variance of the data. Departures from normality were corrected by appropriate transformations, e.g., logarithmic transformation. In the case of unequal variances, Mann-Whitney or Kruskall-Wallis statistical tests were used.

O2 and CO2 were calculated using standard equations (15). The recorded values for fH were averaged over the same interval as the values used to calculate O2. Temporal changes in the O2-fH relationship were analyzed using the average values for fH and O2, together with various covariates for each animal and experiment, in a multivariate regression analysis.

Multivariate least squares regression models were used to determine the effect of fasting on the O2-fH relationship, with O2 as the dependent variable and five experimental variables [fH, respirometer temperature, speed (U), Mb, and t] as independent fixed covariates. Initially, a univariate analysis on each independent variable was performed, and only those variables with P < 0.20 (Wald's tests) were considered in the multivariate analysis. Stepwise techniques were used to search for the best model. Nested regressions were compared with each other by F-tests, with significant difference assigned at P < 0.05. For the forward step, each variable was analyzed sequentially, starting from only the y-intercept term and adding each successive variable in order of greatest statistical significance. This was followed by an F-test to determine whether there had been a significant improvement. The backward step began with all variables in the model, and any that were not significant were eliminated. This tested the robustness of the model by confirming that the best-fit model from the backward and forward step included the same variables and had the same parameter estimates for those variables. Cross terms were considered to determine possible interaction effects in the relation between O2 and the covariates. The parameters from the most parsimonious model were considered to draw conclusions about the effect of fasting in a laboratory setting, while modified models were considered as alternatives in the field. The models were analyzed and corrected for departures from normality, outliers, and linearity as detailed by Neter et al. (28).

Statistical analyses were performed using NCSS 2000 (NCSS, Kaysville, UT), Minitab (version 13.32, Minitab, State College, PA), or SAS (version 8, SAS Institute, Cary, NC) statistical software. Acceptance of significance was set at P < 0.05, and 0.05 < P < 0.1 was considered a trend (9). A statement that mean values were different signifies that they were significantly different.


    RESULTS
 TOP
 ABSTRACT
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
Animals and Morphology

Morphological summary statistics are presented in Table 1. In Table 2, Mb and days of fasting are shown for the animals when used in the treadmill experiments.

Mb During Fasting

Mb losses throughout the fasting period for the five king penguins are summarized in Fig. 1. Mb decreased linearly beyond day 5 of the fasting period (Fig. 1A), and there was a significant correlation between log(Mb) and t (r2 = 0.80; Fig. 1B). Mass-specific daily change of Mb (n = 70) was biphasic and decreased rapidly during the first 5 days (phase I of fasting) from an average of 22.9 ± 9.4 g·kg–1·day–1 (n = 20) and then leveled of to a more-or-less constant rate of 11.6 ± 2.9 g·kg–1·day–1 (n = 50; Fig. 1C) throughout the remaining fasting period (phase II of fasting). No bird showed an increase in dMb/Mb·dt before its release, indicating that no bird entered phase III of fasting.



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Fig. 1. Linear (A) and log10-transformed (B) daily body mass and mass-specific daily change in body mass (C) of 5 male king penguins used to determine O2 consumption (O2)-heart rate (fH) relationship during an extended period of fasting. Different symbols represent different birds.

 
Treadmill Experiments

Rest. After a period of exercise, neither resting O2 nor resting fH was correlated with the preceding speed or sequence of the resting periods (P > 0.9 by 1-way ANOVA for O2 and P > 0.4 for fH). This suggests that the resting period was sufficiently long to allow O2 to return to resting values and that there was no carryover effect. As there were no systematic changes, the repeated measurements of resting O2, fH, and respiratory exchange ratio (O2/CO2) were averaged for a given bird, and the mean value of the five repeated resting periods was used as the representative resting value for that test (Table 3).


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Table 3. Resting O2, RER, fH, maximum O2 and fH and percent increase between resting and maximum O2 used to determine the O2-fH relationship during the fasting period

 
During resting periods, the animals were mostly standing or occasionally laying prone. While standing, the animals were mostly resting in a hunched posture, similar to that observed in the field, or at times preening or investigating the respirometer. For all animals, the minimum values for O2 and fH were observed during these resting periods. Resting O2 decreased 11–17% (Table 3) between tests, while Mb decreased 7–9% (Table 1), and the overall changes were 48% and 29%, respectively, from test 1 to test 5. Between test 2 and test 5, the decrease was 39% for O2 (Table 3) and 22% for Mb (Table 1). For fH, on the other hand, there was no systematic change between tests, but during test 5, fH was significantly lower than that during test 1 or test 3 by 31% and that during test 2 by 27% (Table 3; P < 0.05 in each case).

Changes in fH and O2 with speed. Except for test 1, the maximum values in the present study for O2 and fH were attained at the highest or second-highest speed (Fig. 2A). When the data for all tests and animals were pooled (rest included), O2 changed linearly with speed (O2 = 130.5 + 104.7·U, r2 = 0.47, P < 0.01, n = 150; Fig. 2A). For fH, the linear regression when the resting values were omitted was as follows: fH = 149.7 + 32.5·U (r2 = 0.14, P < 0.01; Fig. 2B), and the slopes changed between tests (P < 0.01, F4,115 = 4.38). However, when the data for test 1 were omitted, there was no difference between the slopes (P > 0.5, F3,92 = 0.06) or the intercepts (P > 0.3, F3,95 = 1.20).



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Fig. 2. Rate of oxygen consumption (A) and heart rate (B) vs. treadmill speed for 5 repeated treadmill experiments (tests 1–5) for 5 male king penguins during 24–31 days of fasting. {bullet}, Test 1; {circ}, test 2; {blacktriangledown}, test 3; {square}, test 4; and {blacksquare}, test 5. Regressions were calculated from raw data, but symbols represent means ± SE for each test. Values for speed at each test are slightly offset to ease presentation, but speeds were 0, 0.3, 0.7, 1.0, 1.5, and 1.8 km/h. Numbers in A represent test number for each regression line.

 
The coefficient of variation (SD/mean) of fH for resting birds and each speed increased with test number (O2 = 77.3, P < 0.01 by Kruskall-Wallis 1-way ANOVA on ranks).

O2-fH relationship during rest and exercise. There was no change in the O2 pulse (OP, ml O2/heartbeat) with fasting at rest (P > 0.5, F4,20 = 0.77); thus the resting O2-fH relationship did not change with fasting. With the exception of one test for one animal (r2 = 0.56, P = 0.08), good correlations were observed between fH and O2 for each animal and each test (r2 = 0.70–0.98). Between animals, there was no difference between the slopes within any one test (P > 0.5 ANCOVA), but there was a significant difference in the intercepts (P < 0.01). For this reason, we used a random-effects model, with the intercepts treated as a random sample from a normal distribution. The appropriate ANCOVA would therefore allow the intercept to be entered as a random effect, and an additional random term was introduced into the model (18). When all animals and all tests were combined, there was a significant correlation between fH and O2 (P < 0.01, r2 = 0.38, n = 150). However, the residuals from this regression were not normally distributed, and O2 and fH were log10 transformed, which improved the fit (r2 = 0.56) and normalized the residuals. There was a significant difference in the slopes between tests for the combined data (P < 0.01, F4,144 = 52.9; Fig. 3), suggesting that the relationship changed between tests. When test 1 was removed, there were no differences in the slopes (P > 0.1, F3,115 = 1.11; Fig. 3) between tests.



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Fig. 3. Rate of oxygen consumption vs. heart rate for 5 repeated treadmill experiments (tests 1–5) for 5 male king penguins during 24–31 days of fasting. Data are plotted on a double logarithmic scale to ease interpretation. See Fig. 2 legend for explanation of symbols. Numbers represent test number for each regression line. Regression equations are as follows: log(O2) = –0.49 + 1.35·log(fH) (r2 = 0.86) for test 1; log(O2) = –0.33 + 1.23·log(fH) (r2 = 0.93) for test 2; log(O2) = –0.37 + 1.21·log(fH) (r2 = 0.89) for test 3; log(O2) = 0.03 + 1.00·log(fH) (r2 = 0.82) for test 4; log(O2) = 0.27 + 0.87·log(fH) (r2 = 0.80) for test 5.

 
Univariate analysis showed that t (r2 = 0.26, P < 0.01), log(Mb) (r2 = 0.27), and a nonlinear transformation of U (U' = 1 – eU; r2 = 0.63, P < 0.01) were important covariates. Temperature in the respirometer was not an important covariate (P > 0.7, r2 = 0.02) and not further considered.

Stepwise regression was used to finally include log(fH), t, U, log(Mb), and an interaction term between log(fH) and t (r2 = 0.90). Including U' instead of U led to an improvement of the fit (r2 = 0.92), but neither U nor U' is usable in the field. Thus, for use in the field, the equation was modified by removing Mb, U, or U' and including polynomials and interaction terms. Polynomials and interaction terms were added until there was no additional improvement in the fit as determined by an F-test (28). The best model was as follows

(1)

The percent errors of the residuals, the relative difference between the observed and predicted values {[(observed – predicted)/observed]·100}, from Eq. 1 was 3.0%, with a range of –95.9% to 42.1% and an absolute mean error of 19.3%. The partial residuals were randomly distributed against all covariates, and there were no departures from normality (28).

Resting in Air and Water Experiments

O2 and fH during rest in air/water. Resting values of O2 for the birds when in air in the air/water experiments (Fig. 4) were similar to those during the treadmill experiments (P > 0.6 by 2-tailed t-test) for tests where the birds had a similar Mb and t, i.e., test A (98.0 ± 16.4 ml O2/min, 10.0 days, n = 5) compared with tests 2 and 3 (Tables 1 and 2, n = 10) and test B (72.8 ± 10.9 ml O2/min, 22.6 days) compared with tests 4 and 5 (Tables 1 and 2). The ranges of mean resting fH values in air for tests A and B were 64.1–110.2 and 50.6–93.0 beats/min, respectively (Fig. 4, A and B). In water, the mean resting O2 and fH were 149.2–191.1 ml O2/min and 97.3–135.3 beats/min for test A and 111.6–243.0 ml O2/min and 68.3–144.1 beats/min for test B (Fig. 4, A and B).



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Fig. 4. Rate of oxygen consumption (A), heart rate (B), and oxygen pulse (C) for animals resting in air or in water at 4°C for test A (solid bars) and test B (open bars). Values are means ± SD. {dagger}Significant difference between air and water; {ddagger}significant difference between tests (P < 0.05, repeated-measures ANOVA followed by Bonferroni's multiple comparison).

 
Differences between resting values in air and in water. To evaluate differences in O2, fH, and OP for animals resting in air or water, the resting values for these variables were analyzed using a repeated-measures ANOVA (SAS version 8), with test number and Mb as fixed effects and animal as a random effect. O2 and fH increased between air and water (P < 0.01, F1,13 = 38.31 for O2 and P < 0.01, F1,13 = 12.51 for fH; Fig. 4, A and B), and the relative increases were 109% and 51%, respectively. There was a trend for a change in the relative increase in O2 between tests A and B (P < 0.1, F1,4 = 3.67) from 74% to 144%. There was a significant decrease in O2 and fH in air from test A to test B (P < 0.05, F1,13 = 5.16 for O2 and P < 0.01, F1,13 = 8.56 for fH). OP increased (P < 0.01, F1,14 = 80.1) by ~40% (from 1.12 to 1.47 ml O2/heartbeat) in water compared with air (Fig. 4C).


    DISCUSSION
 TOP
 ABSTRACT
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
The main findings from this study are as follows: 1) O2 decreased throughout the fasting period, and this decrease was mainly explained by changes in Mb, 2) there was a change in the O2-fH relationship in exercising birds during fasting but not during rest, 3) the duration of fasting was a satisfactory proxy in a predictive equation for all the factors that influence the O2-fH relationship during the fast, and 4) O2, fH, and OP increased significantly from air to water at 4°C.

Mb Loss

Mb decreased by 30.7 ± 2.7% (range 27.1–34.1%) from test 1 to test 5, and the dMb/Mb·dt data (Fig. 1B) indicate that, except perhaps for test 1, all experiments in this study were performed during phase II of fasting. The fact that the rate of loss of Mb between tests 1 and 2 in the present study mirrored that of fasting animals in the colony before egg laying (17) suggests that the initial rapid loss in Mb was not caused by stress of being confined to an enclosure and handling.

Resting Values During Treadmill Experiments

O2. The range of mean resting O2 values observed if birds and tests were pooled (164.7 to 58.5 ml O2/min) was similar to values obtained by others during shorter [14–17 days, 152.1 to 112.5 ml O2/min (15)] or similar [30 days, 169.8 to 74.9 ml O2/min (26)] fasting durations. There was a much greater proportional decrease in resting O2 than in Mb (Tables 1 and 3). As a result of these changes, the mass exponent for O2 for rest only was 1.89. In a previous study, the magnitude of change in O2 between arriving and departing males was 29.7%, whereas the change in Mb was 11.5% (15).

Intraspecific allometric exponents >1 have been observed in different situations in birds with large individual variation in Mb, for example, in the kestrel (Falco tinnunculus) fed a hypocaloric diet (12), in the European barn owl (Tyto alba alba) during refeeding after starvation (21), and in fasted emperor penguins (13). In the first case, it was suggested that the reduction in O2 with decreasing Mb led to a decrease in body temperature. We hypothesize, therefore, that there is a decrease in body temperature during fasting in king penguins, but this is yet to be tested.

The fact that the allometric exponent for O2 was >1 for all tests in the present study suggests that during fasting the resting metabolic rate decreases below the basal metabolic rate of postabsorptive birds, a situation of hypometabolism observed during the incubation fast in the emperor penguin (1). It is clear from the data of Cherel et al. (8) that, during phase II of fasting, there is a greater proportional loss of highly metabolically active organs such as the liver (11); however, it is also clear that the rate of reduction in lean body mass is proportionately slower than that of whole body mass. Thus the proportionately greater loss of the most metabolically active organs cannot, in itself, explain the high mass exponent for O2. Other possibilities are channel arrest, differential gene expression, and regulatory changes in the protein synthesis and degradation (32). The proportional change in O2 between test 2 and test 4 in the present study was 26.2%, which was similar to that reported previously for fasting king penguins (29.7%) for a comparable fasting duration (15.5 days) (15).

fH. The resting fH decreased throughout the fasting period (Fig. 2B), and the range of mean resting fH values for the first 13.4 days of fasting (tests 1–3, Table 3) were 87.6–92.9 beats/min, which is similar to the values previously reported for arriving and departing males (15).

Resting Values in Air and Water Experiments

O2 in air. The ranges of mean resting O2 values for birds in air during tests A and B were similar to those from birds with similar fasting periods during the treadmill tests. This indicates that both protocols gave equivalent values. In addition, the fact that O2 was not different in 4°C air or during rest on the treadmill at 10.1 to –19.8°C shows that the penguins were in their thermoneutral zone. This agrees with an earlier study in which the lower critical temperature for king penguins in air was approximately –5°C (16).

O2 and fH in water. Mean O2 for birds in water during tests A and B was 172.3 ml O2/min, which is similar to that previously reported for king penguins resting at 9°C (160 ml O2/min) (10) or at 5°C (182.9 ml O2/min) (25) at similar Mb values. The mean resting O2 values in water at 4°C for tests A and B (168.8 and 175.9 ml O2/min, respectively) were 74% and 144% higher, respectively, than for animals in air (98.0 and 72.8 ml O2/min, respectively), which are similar to the differences measured at 10°C in the little penguin (~80–100%, Eudyptula minor) (30), the gentoo penguin (~88%, Pygoscelis papua) (3), and eider ducks (140%, Somateria mollissima) (22). The fH was 51% higher in water than in air. This difference is higher than the increase measured in Humboldt penguins (15%, Spheniscus humboldti) (6) or eider ducks (40%) (22) but lower than the difference in gentoo penguins (~70%) (3).

Exercise Values During Treadmill Experiments

O2 during exercise. The highest speed used throughout the present study and achieved by all animals was 1.8 km/h, even though it has been shown that some king penguins are able to sustain speeds of up to 2.5 km/h (15). To be able to use the fH technique in the field, it is important during the calibration studies to cover a range of fH values that are similar to those observed in the field. In the field, <1% of fH values ashore exceeded 130 beats/min (G. Froget et al., unpublished observation). Consequently, in the present study, an appropriate range of fH values was achieved, although there was no attempt to exercise the birds at intensities approaching their maximum O2.

fH during exercise. During tests 1 and 5, when the birds were walking at 0.3 km/h, fH increased by 45% and 132%, respectively, above the resting values. The fH increased by a further 56% and 32% for tests 1 and 5, respectively, as the speed increased from 0.3 to 1.8 km/h.

Although the maximum value of fH for test 1 in the present study was significantly different (Table 3, 212.1 ± 29.4 beats/min) from that of arriving males (P < 0.05, t0.05,12 = 2.56, 148.8 ± 50.1 beats/min), maximum fH for test 3 (226.2 ± 58.9 beats/min) was not significantly different from that of departing males (P > 0.3, t0.05,12 = 0.76, 196.6 ± 73.2 beats/min, n = 9) in a previous study (see Table 2 in Ref. 15).

O2-fH Relationship

Fasting-related changes. The best multivariate model including U, Mb, and t as covariates suggested that the O2-fH relationship in the present experiments was affected by the activity level and a complex effect of fasting on Mb and the body composition that warranted inclusion of t. Thus the results in this study support the hypothesis of a change in the O2-fH relationship with extended fasting during exercise but not at rest. These findings are in agreement with those in the study by Froget et al. (15), where it was concluded that the relationship changed with fasting in males. However, conclusions from the results of Froget et al. need to be made with caution, as neither the length of fasting nor Mb was considered during the analysis of these data. Also, in the previous study, the fasting durations were different between males and females, which could explain the difference between the genders (15). Indeed, a new analysis of these previous data, including Mb and t, indicated that there were no differences between gender.

Possible explanations for the small mass-independent changes in the O2-fH relationship during fasting were postulated by Froget et al. (15) and include changes in any of the variables in the term Vs·(CaO2 – CO2), i.e., the OP, of the Fick equation, where Vs is the cardiac stroke volume and CaO2 and CO2 are arterial and mixed venous O2 concentrations, respectively (4). Thus fasting may cause a decrease in O2 extraction at the tissue level and/or a decrease in Vs throughout the fast (15), which could be particularly significant during elevated levels of exercise. A reduction in the capillary density during fasting may be the result of prolonged inactivity during the fasting period, which in turn results in a reduced O2 extraction.

Predicting O2 in the field. A study of king penguins during their breeding period reveals two distinct field situations: 1) fasting on shore while molting, incubating, or rearing a chick and 2) foraging at sea. In both cases, an equation including Mb and speed is not practical for estimation of the O2 of an animal but is only appropriate in a laboratory setting, where several of the confounding variables can be estimated and properly controlled. The variable t and Eq. 1 may be useful only during terrestrial fasting periods when the O2-fH relationship changes. As the animal shifts from its time ashore and enters the sea, fasting may persist for only another 1–2 days as the bird travels to the foraging site. Thereafter, the animal continuously consumes prey during most of the foraging trip, and the use of the variable t may be inappropriate. Furthermore, the physiological state of the birds while they are at sea may be close to that immediately after they return to the colony, i.e., that of being fully fed (test 1). Consequently, when the data for test 1 only were used, there was no significant difference in the slopes (F4,20 = 2.04, P > 0.1) between animals but a significant difference in the intercepts (F4,24 = 3.10, P < 0.05). The model with a random effect for the intercept resulted in the following equations

(2a)

and

(2b)

It is, of course, possible that the reversal in the O2-fH relationship takes place over an extended period during refeeding. Thus it is necessary to determine the length of time required for the birds to return to the fully fed state after their return to sea.

While the birds were on shore, even though Mb was important in defining the physiological changes due to fasting, it explained only an additional 2% of the variation of the data compared with the model including all the important covariates. The high correlation between Mb and t (Fig. 1B) allowed most of this additional variation to be explained by t alone. In addition, inclusion of an interaction term allowed the regression model to predict O2 satisfactorily after removal of speed (Eq. 1). Consequently, Eq. 1 could be used to estimate the energetics during the molting, courtship, and incubation periods on land. The estimated O2 from 10 breeding king penguins (G. Froget et al., unpublished observation) was significantly lower when Eq. 1 was used (112.2 ml O2/min, P < 0.05, Z-test) than when either Eq. 2A (146.9 ml O2/min) or the equation developed by Froget et al. (15) (O2 = 3.39·fH – 136.86, 158.5 ml O2/min) was used. This emphasizes the importance of including t when estimating field O2 in penguins when they are ashore.


    GRANTS
 TOP
 ABSTRACT
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 
This study was funded by Nature Environmental Research Council (United Kingdom) Grant NER/A/S/200001074 and Institut Polaire Francais (Programme 394).


    ACKNOWLEDGMENTS
 
The quality and quantity of work on this project are directly attributable to the dedication and professionalism of Frédéric Delencre and his staff of Terres Australes et Antarctiques Françaises for technical help in the field. Sebastian Durand was crucial in helping locate male penguins by the song. We are grateful to Chris Hardman and the staff in the workshop at the School of Biosciences at the University of Birmingham for helping us build the respirometry system and to Guillaume Froget for sharing ideas, knowledge, and expertise on necessary experiments in king penguins to determine the effect of fasting. We thank Peter Frappell and Jon Green for constructive assistance with the data analysis and Susan Kayar for comments on the manuscript. We are indebted to the French Polar Research Institute for help and support in the field.

Present address of A. Fahlman: Dept. of Zoology, Univ. of British Columbia, Vancouver, BC V67 1Z4, Canada (E-mail: andreas_fahlman{at}yahoo.com).


    FOOTNOTES
 

Address for reprint requests and other correspondence: P. J. Butler, School of Biosciences, The Univ. of Birmingham, Edgbaston, Birmingham B15 2TT, UK (E-mail: p.j.butler{at}bham.ac.uk)

The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.


    REFERENCES
 TOP
 ABSTRACT
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 GRANTS
 REFERENCES
 

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